Tyson Foods 2015 Annual Report Download - page 96
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Please find page 96 of the 2015 Tyson Foods annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.PART III
ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
Seeinformationsetforthunderthecaptions“ElectionofDirectors”,"InformationRegardingtheBoardanditsCommittees","ReportoftheAuditCommittee"and
“Section16(a)BeneficialOwnershipReportingCompliance”intheCompany’sdefinitiveProxyStatementfortheCompany’sAnnualMeetingofShareholdersto
beheldFebruary5,2016(the“ProxyStatement”),whichinformationisincorporatedhereinbyreference.PursuanttogeneralinstructionG(3)ofAnnualReporton
Form10-K,certaininformationconcerningourexecutiveofficersisincludedunderthecaption“ExecutiveOfficersoftheCompany”inPartIofthisAnnual
ReportonForm10-K.
WehaveacodeofethicsasdefinedinItem406ofRegulationS-K,whichcodeappliestoallofourdirectorsandemployees,includingourprincipalexecutive
officers,principalfinancialofficer,principalaccountingofficerorcontroller,andpersonsperformingsimilarfunctions.Thiscodeofethics,titled“TysonFoods,
Inc.CodeofConduct,”isavailable,freeofchargeonourwebsiteathttp://ir.tyson.com.
WewillpostanyamendmentstotheCodeofConduct,andanywaiversthatarerequiredtobedisclosedbytherulesofeithertheSecuritiesandExchange
CommissionortheNewYorkStockExchange,onourwebsite.
ITEM 11. EXECUTIVE COMPENSATION
Seetheinformationsetforthunderthecaptions“ExecutiveCompensation,”“DirectorCompensationForFiscalYear2015,”“CompensationDiscussionand
Analysis,”“ReportoftheCompensationandLeadershipDevelopmentCommittee,”and“CompensationCommitteeInterlocksandInsiderParticipation”inthe
ProxyStatement,whichinformationisincorporatedhereinbyreference.However,pursuanttoinstructionstoItem407(e)(5)ofRegulationS-K,thematerial
appearingunderthesub-heading“ReportoftheCompensationandLeadershipDevelopmentCommittee”shallbedeemed"furnished"andnotbedeemedtobe
“filed”withtheSecuritiesandExchangeCommission,otherthanasprovidedinthisItem11.
ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
Seetheinformationincludedunderthecaptions“SecurityOwnershipofCertainBeneficialOwners”and“SecurityOwnershipofManagement”intheProxy
Statement,whichinformationisincorporatedhereinbyreference.
Securities Authorized for Issuance Under Equity Compensation Plans
ThefollowinginformationreflectscertaininformationaboutourequitycompensationplansasofOctober3,2015:
EquityCompensationPlanInformation
Numberof
Securitiestobe
issuedupon
exerciseof
outstanding
options
Weighted
average
exerciseprice
ofoutstanding
options
NumberofSecurities
remainingavailablefor
futureissuanceunder
equitycompensationplans
(excludingSecurities
reflectedinthefirstcolumn(a))
Equitycompensationplansapprovedbysecurityholders 14,735,065
$ 28.30
48,156,750
Equitycompensationplansnotapprovedbysecurityholders —
—
—
Total 14,735,065
$ 28.30
48,156,750
(a) SharesavailableforfutureissuanceasofOctober3,2015,undertheStockIncentivePlan(24,293,913),the
EmployeeStockPurchasePlan(16,215,229)andtheRetirementSavingsPlan(7,647,608)
ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
Seetheinformationincludedunderthecaptions“ElectionofDirectors”,"InformationRegardingtheBoardanditsCommittees"and“CertainTransactions”inthe
ProxyStatement,whichinformationisincorporatedhereinbyreference.
ITEM 14. PRINCIPAL ACCOUNTING FEES AND SERVICES
Seetheinformationincludedunderthecaptions“AuditFees,”“Audit-RelatedFees,”“TaxFees,”“AllOtherFees,”and“AuditCommitteePre-ApprovalPolicy”
intheProxyStatement,whichinformationisincorporatedhereinbyreference.
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