Square Enix 2011 Annual Report Download - page 68

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4. Class and number of shares given to stock acquisition rights
A total of 87,000 shares of common stock.
5. Exercise price
One (1) yen per share.
6. Exercise period
From July 22, 2011 through July 21, 2031.
7. Increases in common stock and capital surplus in the event
shares are issued through the exercise of stock acquisition
rights
a) The amount by which common stock increases through the issuance
of shares upon the exercise of stock acquisition rights will be half the
Supplementary Schedule
[Corporate Bonds Issued]
Outstanding Outstanding
balance as of balance as of
March 31, 2010 March 31, 2011 Coupon
Company Bond type Issuance date (Millions of yen) (Millions of yen) (%) Security Maturity date
SQUARE ENIX HOLDINGS Five-year yen-denominated November 25, November 25,
CO., LTD. bonds with warrants*2 2005 ¥37,000 — — None 2010
(UK time) (37,000) (UK time)
SQUARE ENIX HOLDINGS euro yen zero coupon February 4, February 4,
CO., LTD. convertible bonds 2010 ¥35,000 ¥35,000 — None 2015
due 2015*3, 4 (UK time) (UK time)
Total ¥72,000 ¥35,000
(37,000)
Notes: 1. The amounts shown in parentheses in the column for “Outstanding balance as of March 31, 2010” indicate the amount of corporate bonds maturing within one year.
2. Information relating to yen-denominated zero-coupon warrant bonds maturing in 2010 is as follows.
(As of March 31, 2011)
Issuance price 100% of face value
Aggregate amount of issuance ¥50.0 billion
Warrants applicable to Common shares
Exercise price (yen) ¥3,400
Period for exercise of warrants November 28, 2005 to November 11, 2010 (local time where funds are deposited)
Issuance price of shares upon exercise of
warrants and amount capitalized (yen)
Issuance price ¥3,400
Amount capitalized ¥1,700
Conditions for exercise of warrants Warrants cannot be exercised partially
Note: Based on the conversion price revision clause set forth in bond terms and conditions for these bonds with stock acquisition rights, the Company executed an adjustment to the
exercise price on November 21, 2008. The exercise price before adjustment was 3,439.8 yen.
3. Information relating to euro yen zero-coupon convertible bonds maturing in 2015 is as follows.
(As of March 31, 2011)
Issuance price 100% of face value
Aggregate amount of issuance ¥35.0 billion
Warrants applicable to Common shares
Exercise price (yen) ¥2,500
Period for exercise of warrants February 19, 2010 to January 20, 2015 (local time where funds are deposited)
Issuance price of shares upon exercise of
warrants and amount capitalized (yen)
Issuance price ¥2,500
Amount capitalized ¥1,250
Conditions for exercise of warrants Warrants cannot be exercised partially
Notes to Consolidated Financial Statements (JPNGAAP)
maximum increase of common stock, as calculated in accordance
with Article 17, Paragraph 1, of the Corporate Accounting Rules, and
any fraction less than one (1) yen that results from such calculation
will be rounded up to the nearest whole yen.
b) The amount by which capital surplus increases through the issuance
of shares upon the exercise of stock acquisition rights will be the
amount that remains after the aforementioned maximum increase
in common stock is subtracted from the aforementioned capital
increase.
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