Starwood 2015 Annual Report Download - page 49

Table of Contents
Directors and Executive Officers
The table below shows the beneficial ownership of Company shares of (i) each director, (ii) each named executive officer and, (iii) all directors and executive
officers as a group, as of January 31, 2016. Beneficial ownership includes any shares that a director or executive officer may acquire pursuant to stock options and
other derivative securities that are exercisable on that date or that will become exercisable within 60 days thereafter. Unless otherwise indicated, the stockholder
had sole voting and dispositive power over the shares. None of the shares outlined below have been pledged, hypothecated or encumbered.
Name (Listed alphabetically)
Amount and Nature of
Beneficial Ownership Percent of Class
Adam M. Aron (1)(2)(3) 128,631 (4)
Charlene Barshefsky (1)(5)(6) 43,897 (4)
Thomas E. Clarke (1) 33,148 (4)
Clayton C. Daley, Jr. (1)(5)(7) 39,636 (4)
Bruce W. Duncan (1)(5)(8) 136,525 (4)
Lizanne Galbreath (1)(5) 56,754 (4)
Eric Hippeau (1)(5) 70,578 (4)
Aylwin B. Lewis (1) 7,812 (4)
Thomas B. Mangas (1) 40,451 (4)
Martha C. Poulter (1) 52,120 (4)
Stephen R. Quazzo (1)(9) 93,091 (4)
Sergio D. Rivera (1) 92,239 (4)
Thomas O. Ryder (1)(5) 35,191 (4)
Alan Schnaid (1) 25,230 (4)
Simon M. Turner (1)(10) 147,027 (4)
Frits van Paasschen (1)(3) 629 (4)
All Directors and executive officers as a group (18 persons) (1) 1,143,456 .68%
(1) Includes shares subject to options, restricted stock, restricted stock units and performance shares that are exercisable as of, or will become exercisable or vest within 60
days of, January 31, 2016, as follows: 5,388 for Mr. Aron; 14,250 for Ambassador Barshefsky; 13,331 for Mr. Jeffrey M. Cava; 14,015 for Dr. Clarke; 11,163 for
Mr. Daley; 11,817 for Mr. Duncan; 25,229 for Ms. Galbreath; 25,229 for Mr. Hippeau; 1,688 for Mr. Lewis; 4,792 for Mr. Mangas; 3,750 for Ms. Poulter; 25,229 for
Mr. Quazzo; 23,180 for Mr. Rivera; 7,076 for Mr. Ryder; 8,099 for Mr. Schnaid; 16,602 for Mr. Kenneth S. Siegel; 32,715 for Mr. Turner; and 629 for Mr. van
Paasschen.
(2) Includes 10,000 shares held jointly with Mr. Aron’s wife.
(3) On February 13, 2015, Mr. van Paasschen resigned as our President and Chief Executive Officer and as a member of our Board. On February 14, 2015, Mr. Aron was
appointed as our Chief Executive Officer on an interim basis, and resigned as our Chief Executive Officer and as a member of our Board on December 30, 2015.
(4) Less than 1%.
(5) Includes the following number of “phantom” stock units received as a result of the following directors’ election to defer directors’ annual fees: 4,884 for Ambassador
Barshefsky; 828 for Mr. Daley; 7,300 for Mr. Duncan; 16,551 for Ms. Galbreath; 29,553 for Mr. Hippeau; and 22,231 for Mr. Ryder.
(6) Includes 16,491 shares held jointly with Ambassador Barshefsky’s spouse.
(7) Includes 26,989 shares held by the Clayton C. Daley, Jr. Revocable Trust of which Mr. Daley is a trustee and beneficiary.
(8) Includes 71,366 shares held by The Bruce W. Duncan Revocable Trust of which Mr. Duncan is a trustee and beneficiary.
(9) Includes 45,748 shares held by the Stephen Quazzo Trust, of which Mr. Quazzo is settlor and over which he exercises some investment control, 13,500 shares held by
trusts for Mr. Quazzo’s children and over which he exercises some investment control, and 397 shares owned by Mr. Quazzo’s wife in a retirement account.
(10) Includes 80,494 shares held jointly with Mr. Turner’s wife, and 280 shares held in a custodial account for Mr. Turner’s daughter.
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