Cincinnati Bell 2009 Annual Report Download - page 38

(g) As reported on Schedule 13G/A on January 22, 2010 by Wells Fargo and Company, as of December 31,
2009, Wells Fargo and Company has sole voting power for 12,507,863 common shares and sole dispositive
power for 12,937,323 common shares. Wells Fargo and Company has shared voting power for 949 common
shares and shared dispositive power for 982 common shares with Wells Capital Management Inc., Peregrine
Capital Management, Inc., Wells Fargo Bank, N.A., Wachovia Bank, National Association, Evergreen
Investment Management Company, LLC., Calibre Advisory Services, Inc., Wells Fargo Advisors Financial
Network, LLC., and Wells Fargo Advisors, LLC.
The following table sets forth the beneficial ownership of common shares and 6
3
⁄ 4 % Cumulative
Convertible Preferred Shares as of March 5, 2010 (except as otherwise noted) by (i) each director and each
executive officer named in the Summary Compensation Table on page 39, and (ii) all directors and executive
officers of the Company as a group.
Unless otherwise indicated, the address of each director and executive officer is c/o Cincinnati Bell at the
Company’s address.
Name and Address of Beneficial Owner
Common Shares
Beneficially
Owned as of
March 5, 2010
(a)
Percent of
Common Shares
(c)
6
3
⁄ 4 % Cumulative
Convertible
Preferred Shares
Beneficially
Owned as of
March 5, 2010
(d)
Percent of
6
3
⁄ 4 %
Cumulative
Convertible
Perferred
Shares
(d)
Bruce L. Byrnes .......................... 147,319 * — *
John F. Cassidy ........................... 6,289,202 3.1% — *
Phillip R. Cox ............................ 102,083 * — *
Jakki L. Haussler ......................... 20,097 * — *
Tara L. Khoury ........................... 145,456 * — *
Mark Lazarus ............................ 12,635 * — *
Craig F. Maier ........................... 19,815 * — *
Brian A. Ross ............................ 1,824,278 * — *
Alex Shumate ............................ 63,097 * — *
Lynn A. Wentworth ....................... 20,097 * — *
Christopher J. Wilson ...................... 787,967 * — *
Gary J. Wojtaszek ......................... 420,755 * — *
John M. Zrno ............................ 179,347(b) * — *
All directors and executive officers as a group
(consisting of 15 persons, including those
named above) .......................... 10,592,159 5.3% — *
* indicates ownership of less than 1% of issued and outstanding shares.
(a) Includes common shares subject to outstanding options and SARs under the Cincinnati Bell Inc. 1997 Long
Term Incentive Plan, the Cincinnati Bell Inc. 2007 Long Term Incentive Plan and the Directors Stock Option
Plan that are exercisable by such individuals within 60 days. The following options are included in the totals:
61,000 common shares for Mr. Byrnes; 5,118,960 common shares for Mr. Cassidy; 78,925 common shares
for Mr. Cox; 62,000 common shares for Ms. Khoury; 1,377,456 common shares for Mr. Ross; 43,000
common shares for Mr. Shumate; 544,614 common shares for Mr. Wilson; 326,181 common shares for
Mr. Wojtaszek; and 134,250 common shares for Mr. Zrno.
(b) Includes 25,000 common shares held by the Zrno Family Limited Partnership.
(c) These numbers are based upon 201,122,890 common shares issued and outstanding as of the Record Date.
(d) These numbers represent 6
3
⁄ 4 % Cumulative Convertible Preferred Shares. In the aggregate, the 155,250
issued and outstanding 6
3
⁄ 4 % Cumulative Convertible Preferred Shares are represented by 3,105,000
Depositary Shares and each 6
3
⁄ 4 % Cumulative Convertible Preferred Share is represented by 20 Depositary
Shares.
24