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Table of Contents
Exhibit No. Description
*10.11
The Hartford Deferred Restricted Stock Unit Plan, as amended (incorporated herein by reference to
Exhibit 10.12 to The Hartford’s Annual Report on Form 10-K for the fiscal year ended December 31, 2005).
*10.12 The Hartford Deferred Compensation Plan, as amended. †
*10.13
The Hartford Senior Executive Severance Pay Plan, as amended (incorporated herein by reference to
Exhibit 10.07 to The Hartford’s Current Report on Form 8-K, filed September 12, 2006).
*10.14
The Hartford Executive Severance Pay Plan I, as amended (incorporated herein by reference to Exhibit 10.18
to The Hartford’s Annual Report on Form 10-K for the fiscal year ended December 31, 2002).
*10.15
The Hartford Planco Non-Employee Option Plan, as amended (incorporated herein by reference to
Exhibit 10.19 to The Hartford’s Annual Report on Form 10-K for the fiscal year ended December 31, 2002).
*10.16 The Hartford Employee Stock Purchase Plan, as amended. †
*10.17 The Hartford Investment and Savings Plan, as amended. †
*10.18
The Hartford 2005 Incentive Stock Plan Forms of Individual Award Agreements (incorporated herein by
reference to Exhibit 10.2 to The Hartford’s Current Report on Form 8-K, filed May 24, 2005).
10.19
Amended and Restated Five-Year Competitive Advance and Revolving Credit Facility, dated August 9,
2007, among The Hartford and the syndicate of lenders named therein, including Bank of America, N.A., as
administrative agent, JPMorgan Chase Bank, N.A. and Citibank, N.A., as syndication agents, and Wachovia
Bank, N.A., as documentation agent, as amended (incorporated herein by reference to Exhibit 10.1 to The
Hartford’s Current Report on Form 8-K, filed August 10, 2007; Exhibit 10.1 to The Hartford’s Current
Report on Form 8-K, filed July 14, 2008; and Exhibit 10.1 to The Hartford’s Current Report on Form 8-K,
filed December 18, 2008).
10.20
Remarketing Agreement, dated as of May 9, 2006, between The Hartford and Merrill Lynch, Pierce, Fenner
& Smith Incorporated, Goldman Sachs & Co., J.P. Morgan Securities Inc., and J.P. Morgan Chase Bank,
N.A. (incorporated herein by reference to Exhibit 10.1 to The Hartford’s Current Report on Form 8-K, filed
May 15, 2006).
10.21
Initial Remarketing Agreement, dated as of August 10, 2006, between The Hartford, and Merrill Lynch,
Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, and J.P. Morgan Chase Bank,
N.A. (incorporated herein by reference to Exhibit 10.1 to The Hartford’s Current Report on Form 8-K, filed
August 11, 2006).
10.22
Put Option Agreement, dated February 12, 2007, among The Hartford, Glen Meadow ABC Trust and LaSalle
Bank, N.A. (incorporated herein by reference to Exhibit 10.1 to The Hartford’s Current Report on Form 8-K,
filed February 16, 2007).
10.23
Form of Assurance of Discontinuance entered into by the New York Attorney General’s Office, the Illinois
Attorney General’s Office and The Hartford, dated July 23, 2007 (incorporated herein by reference to
Exhibit 10.1 to The Hartford’s Current Report on Form 8-K, filed July 24, 2007).
10.24
Accelerated Share Repurchase Confirmation Agreement, dated as of June 4, 2008, between The Hartford
Financial Services Group, Inc. and Credit Suisse International (incorporated herein by reference to
Exhibit 10.01 to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended June 30,
2008).
10.25
Investment Agreement, dated as of October 17, 2008 between The Hartford and Allianz SE (incorporated
herein by reference to Exhibit 10.1 to The Hartford’s Current Report on Form 8-K, filed October 17, 2008).
10.26
Replacement Capital Covenant, dated as of October 17, 2008 (incorporated by reference to Exhibit 10.2 to
the Company’s Current Report on Form 8-K/A filed on October 17, 2008).
12.01 Statement Re: Computation of Ratio of Earnings to Fixed Charges. †
21.01 Subsidiaries of The Hartford Financial Services Group, Inc. †
Source: HARTFORD FINANCIAL S, 10-K, February 12, 2009