The Hartford 2008 Annual Report Download - page 486

Table of Contents
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2008
FORM 10-K
EXHIBITS INDEX
The exhibits attached to this Form 10-K are those that are required by Item 601 of Regulation S-K.
Exhibit No. Description
3.01 Corrected Amended and Restated Certificate of Incorporation of The Hartford Financial Services Group, Inc.
(“The Hartford”), effective May 21, 1998, as amended by Amendment No. 1, effective May 1, 2002
(incorporated herein by reference to Exhibit 3.01 to The Hartford’s Annual Report on Form 10-K for the
fiscal year ended December 31, 2004).
3.02 Amended and Restated By-Laws of The Hartford, amended effective September 18, 2008 (incorporated
herein by reference to Exhibit 3.1 to The Hartford’s Current Report on Form 8-K, filed September 24, 2008).
3.03 Certificate of Designation with respect to Series B Non-Voting Contingent Convertible Preferred Stock,
including form of stock certificate (incorporated by reference to Exhibit 3.1 to the Company’s Current Report
on Form 8-K/A filed on October 17, 2008).
3.04 Certificate of Designation with respect to Series C Non-Voting Contingent Convertible Preferred Stock,
including form of stock certificate (incorporated by reference to Exhibit 3.2 to the Company’s Current Report
on Form 8-K/A filed on October 17, 2008).
3.05 Certificate of Designation with respect to Series D Non-Voting Contingent Convertible Preferred Stock,
including form of stock certificate (incorporated by reference to Exhibit 3.3 to the Company’s Current Report
on Form 8-K/A filed on October 17, 2008).
4.01 Corrected Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws of The
Hartford (incorporated herein by reference as indicated in Exhibits 3.01 and 3.02 hereto, respectively).
4.02 Senior Indenture, dated as of October 20, 1995, between The Hartford and The Chase Manhattan Bank
(National Association) as Trustee (incorporated herein by reference to Exhibit 4.03 to the Registration
Statement on Form S-3 (Registration No. 333-103915) of The Hartford, Hartford Capital IV, Hartford Capital
V and Hartford Capital VI).
4.03 Supplemental Indenture No. 1, dated as of December 27, 2000, to the Senior Indenture filed as Exhibit 4.02
hereto, between The Hartford and The Chase Manhattan Bank, as Trustee (incorporated herein by reference
to Exhibit 4.30 to The Hartford’s Registration Statement on Form S-3 (Amendment No. 1) (Registration
No. 333-49666) dated December 27, 2000).
4.04 Supplemental Indenture No. 2, dated as of September 13, 2002, to the Senior Indenture filed as Exhibit 4.02
hereto, between The Hartford and JPMorgan Chase Bank, as Trustee (incorporated herein by reference to
Exhibit 4.1 to The Hartford’s Current Report on Form 8-K, filed September 17, 2002).
4.05 Form of Global Security (included in Exhibit 4.04).
4.06 Supplemental Indenture No. 3, dated as of May 23, 2003, to the Senior Indenture filed as Exhibit 4.02 hereto,
between The Hartford and JPMorgan Chase Bank, as Trustee (incorporated herein by reference to Exhibit 4.1
of The Hartford’s Current Report on Form 8-K, filed May 30, 2003).
4.07 Senior Indenture, dated as of March 9, 2004, between The Hartford and JPMorgan Chase Bank, as Trustee
(incorporated herein by reference to Exhibit 4.1 to The Hartford’s Current Report on Form 8-K, filed
March 12, 2004).
4.08 Junior Subordinated Indenture, dated as of February 12, 2007, between The Hartford and LaSalle Bank,
N.A., as Trustee (incorporated herein by reference to Exhibit 4.1 to The Hartford’s Current Report on
Form 8-K, filed February 16, 2007).
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Source: HARTFORD FINANCIAL S, 10-K, February 12, 2009