Neiman Marcus 2013 Annual Report Download - page 75

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Table of Contents

The following table sets forth certain information regarding the total number and aggregate value of stock options held by each of our named
executive officers at the end of fiscal year 2014.


















Karen W. Katz
5,699
(1)
363.08
(1)
9/30/2017
9,211
(1)
450.26
(1)
10/1/2018
4,556
(1)
644.37
(1)
11/7/2019
25,099
(2)
1,000.00
(2)
11/5/2023
25,099
(3)
1,000.00
(3)
11/5/2023
James E. Skinner
1,551
(1)
363.08
(1)
9/30/2017
4,979
(1)
450.26
(1)
10/1/2018
2,042
(1)
644.37
(1)
11/7/2019
5,827
(2)
1,000.00
(2)
11/5/2023
5,827
(3)
1,000.00
(3)
11/5/2023
James J. Gold
1,375
(1)
363.08
(1)
9/30/2017
4,979
(1)
450.26
(1)
10/1/2018
2,671
(1)
644.37
(1)
11/7/2019
8,068
(2)
1,000.00
(2)
11/5/2023
8,067
(3)
1,000.00
(3)
11/5/2023
John E. Koryl
5,164
(1)
450.26
(1)
10/1/2018
4,482
(2)
1,000.00
(2)
11/5/2023
4,483
(3)
1,000.00
(3)
11/5/2023
Joshua G. Schulman
3,407
(1)
576.59
(1)
5/25/2019
4,482
(2)
1,000.00
(2)
11/5/2023
4,483
(3)
1,000.00
(3)
11/5/2023
(1) Non-qualified Co-Invest stock options rolled over from Predecessor stock options as a result of the Acquisition with number of options and exercise
prices adjusted pursuant to an exchange ratio. The Co-Invest stock options are fully vested and exercisable at any time prior to the expiration dates
related to the original grant of the Predecessor stock options. Co-Invest stock options and Predecessor stock options are more fully described in the
sections entitled “Co-Invest Stock Options” and “Predecessor stock options.”
(2) Non-qualified stock options designated as time-vested stock options granted on November 5, 2013 at an exercise price of $1,000. Each grant of time-
vested stock options consists of options to purchase an equal number of shares of Class A Common Stock and Class B Common Stock. The time-
vested stock options expire on the tenth anniversary of the grant date.
(3) Non-qualified stock options designated as performance vested stock options granted on November 5, 2013 at an exercise price of $1,000. The
performance stock options vest on the achievement of certain performance hurdles and expire on the tenth anniversary of the grant date. Each grant of
performance-vested non-qualified stock options consists of options to purchase an equal number of shares of Class A Common Stock and Class B
Common Stock.
73