Albertsons 2011 Annual Report Download - page 73

ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND
MANAGEMENT AND RELATED STOCKHOLDER MATTERS
The information called for by Item 12, as to security ownership of certain beneficial owners, directors and
management, is incorporated by reference to the Company’s definitive Proxy Statement to be filed with the
SEC pursuant to Regulation 14A in connection with the Company’s 2011 Annual Meeting of Stockholders
under the headings “Security Ownership of Certain Beneficial Owners” and “Security Ownership of
Management.”
The following table sets forth information as of February 26, 2011 about the Company’s common stock that
may be issued under all of its equity compensation plans:
Equity Compensation Plan Information
(shares not in millions)
Plan Category
Number of
securities to be
issued upon
exercise of
outstanding
options, warrants
and rights
Weighted
average
exercise
price of
outstanding
options,
warrants
and rights
Number of securities
remaining available
for future issuance
under equity
compensation plans
(excluding securities
reflected in column
(a))
(a) (b) (c)
Equity compensation plans approved by
security holders
(1)
20,644,310
(2)(3)
$ 29.39
(2)(3)(4)
20,481,994
(5)
Equity compensation plans not approved
by security holders
(6)
1,769,375 $ 29.66 —
Total 22,413,685 $ 29.41 20,481,994
(1) Includes the Company’s 1993 Stock Plan, 2002 Stock Plan, 2007 Stock Plan, SUPERVALU/Richfood
Stock Incentive Plan, Albertson’s, Inc. Amended and Restated 1995 Stock-Based Incentive Plan and
Albertson’s, Inc. 2004 Equity and Performance Incentive Plan.
(2) Includes options for 425,299 shares under the Albertson’s, Inc. 2004 Equity and Performance Incentive
Plan at a weighted average exercise price of $28.87 per share that were assumed in connection with the
Acquisition.
(3) Includes options for 2,469,438 shares under the Albertson’s, Inc. Amended and Restated 1995 Stock-
Based Incentive Plan at a weighted average exercise price of $32.66 per share that were assumed in
connection with the Acquisition.
(4) Excludes 446,266 restricted stock units included in column (a) which do not have an exercise price.
Such units vest and are payable in shares after the expiration of the time periods set forth in their
restricted stock unit agreements.
(5) In addition to grants of options, warrants or rights, includes shares available for issuance in the form of
restricted stock, performance awards and other types of stock-based awards under the Company’s 2007
Stock Plan.
(6) Includes the Company’s 1997 Stock Plan.
1997 Stock Plan. The Board of Directors adopted the 1997 Stock Plan on April 9, 1997 to provide for the
granting of non-qualified stock options, restoration options, stock appreciation rights, restricted stock,
restricted stock units and performance awards to key employees of the Company or any of its subsidiaries. A
total of 10,800,000 (not in millions) shares were authorized for awards under the 1997 Stock Plan. The Board
of Directors amended this plan in each of August 18, 1998, March 14, 2000 and April 10, 2002. The 1997
Stock Plan expired on April 9, 2007 and, therefore, no further awards may be granted under the 1997 Stock
Plan. Stock options covering a total of 1,769,375 (not in millions) shares remained outstanding under the 1997
Stock Plan as of February 26, 2011. All employees, consultants or independent contractors providing services
to the Company, other than officers or directors of the Company or any of its affiliates who are subject to
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