eTrade 2001 Annual Report Download - page 3

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Page
PART I
Item 1. Business 3
Item 2. Properties 36
Item 3. Legal and Administrative Proceedings 37
Item 4. Submission of Matters to a Vote of Security Holders 39
PART II
Item 5. Market for Registrant’ s Common Equity and Related Shareowner Matters 40
Item 6. Selected Consolidated Financial Data 44
Item 7. Management’ s Discussion and Analysis of Financial Condition and Results of Operations 45
Item 7A. Quantitative and Qualitative Disclosures About Market Risk 86
Item 8. Consolidated Financial Statements and Supplementary Data 91
Item 9. Changes in and Disagreements With Accountants on Accounting and Financial Disclosure 153
PART III
Item 10. Directors and Executive Officers of the Registrant 154
Item 11. Executive Compensation 154
Item 12. Security Ownership of Certain Beneficial Owners and Management 154
Item 13. Certain Relationships and Related Transactions 154
PART IV
Item 14. Exhibits, Consolidated Financial Statement Schedules and Reports on Form 8-K 154
Exhibit Index 154
Signatures 158
The page numbers in this Table of Contents reflect actual page numbers, not EDGAR page tag numbers.
Unless otherwise indicated, references to “the Company,” “We,” and “E*TRADE” mean E*TRADE Group, Inc. and/or its
subsidiaries. Prior to and including September 30, 2000, references to “Fiscal” mean the Company’s year ended September 30
(e.g., “Fiscal 2000” represents the period from October 1, 1999 to September 30, 2000). Subsequent to September 30, 2000,
references to “Fiscal” mean the Company’s year ended December 31 (e.g., “Fiscal 2001” represents the period from January 1,
2001 to December 31, 2001).
E*TRADE, the E*TRADE logo, etrade.com, E*TRADE Bank, ClearStation, Equity Edge, Equity Resource, OptionsLink, ShareData,
Stateless Architecture, Power E*TRADE, Destination E*TRADE, and TELE*MASTER are trademarks or registered trademarks of
E*TRADE Group, Inc. or its subsidiaries in the United States. Some of these and other trademarks are also registered outside the
United States.
2
Table of Contents
PART I
Item 1.Business
E*TRADE Group, Inc., a diversified financial services holding company, by and through its subsidiaries is a global provider of
2002. EDGAR Online, Inc.