eTrade 2001 Annual Report Download - page 111
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95
Table of Contents
E*TRADE GROUP, INC. AND SUBSIDIARIES
CONSOLIDATED STATEMENTS OF SHAREOWNERS’ EQUITY
(in thousands)
Preferred Stock Shares Exchangeable
into CommonStock
Common Stock Additional Paid-in
Capital
Unearned
ESOP
Shares
Shareowners’
Notes Receivable
Retained Earnings
(Accumulated
Deficit)
Accumulated Other
Comprehensive
Income (Loss)
Total Shareowners’
Equity
Shares Amount Share
s
Amoun
t
Shares Amount
Balance, September 30, 1998 — $ — 4,679 $ 47 256,874 $ 2,569 $ 807,701 $ (2,578 )
$ — $ 31,586 $ 13,734 $ 853,059
Net loss (56,769 )
— (56,769 )
Net appreciation of
available-for-sale securities 292,467 292,467
Less realized gain (50,723 )
(50,723 )
Unrealized gain on
available-for-sale securities 241,744 241,744
Foreign currency translation 1,984 1,984
Tax expense on other
comprehensive income items (99,569 )
(99,569 )
Total comprehensive income 87,390
Adjustment for ETFC earnings (655 )
(655 )
Issuance of common stock in
public
offering—ETFC/E*TRADE
Technologies
3,196 32 8,257 83 426,487 426,602
Options issued to consultants 2,200 2,200
Exercise of stock options,
including tax benefit 21 7,999 79 69,926 (1,092 )
68,913
Exercise of warrants, including
tax benefit 813 8 1,057 11 1,157 1,176
Associate Stock Purchase Plan 390 4 2,401 2,405
Release of unearned ESOP
shares
14 2,386 456 2,842
Buyback of trust preferred
securities
(410 )
(410 )
Cash dividends—E*TRADE
Institutional (222 )
(222 )
Issuance of common stock for
the acquisition of Confluent 314 3 7,418 7,421
Other stock transactions 241 2 1,072 1,074
Balance, September 30, 1999 — — 8,709 87 275,146 2,751 1,320,338 (2,122 )
(1,092 )
(26,060 )
157,893 1,451,795
Net income 19,152 — 19,152
Net appreciation of
available-for-sale securities 61,275 61,275
Less realized gain (134,012 )
(134,012 )
Unrealized loss on
available-for-sale securities (72,737 )
(72,737 )
Foreign currency translation (927 )
(927 )
Tax expense on other
comprehensive income items
(17,507 )
(17,507 )
Total comprehensive loss (72,019 )
Compensation expense on
options 4,903 4,903
Exercise of stock options,
including tax benefit 65 9,682 97 67,157 (19,103 )
48,151
Associate Stock Purchase Plan 590 6 4,878 4,884
Release of unearned ESOP
shares 348 4 (868 )
562 (302 )
Repayment of shareowners’
notes receivable
1,092 1,092
Issuance of common stock, net
of issuance costs—E*TRADE
Technologies
497 5 2,538 2,543
Issuance of common stock for
purchase acquisitions
83 1 15,005 150 415,635 415,786
2002. EDGAR Online, Inc.