eTrade 2001 Annual Report Download - page 177

Download and view the complete annual report

Please find page 177 of the 2001 eTrade annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 197

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140
  • 141
  • 142
  • 143
  • 144
  • 145
  • 146
  • 147
  • 148
  • 149
  • 150
  • 151
  • 152
  • 153
  • 154
  • 155
  • 156
  • 157
  • 158
  • 159
  • 160
  • 161
  • 162
  • 163
  • 164
  • 165
  • 166
  • 167
  • 168
  • 169
  • 170
  • 171
  • 172
  • 173
  • 174
  • 175
  • 176
  • 177
  • 178
  • 179
  • 180
  • 181
  • 182
  • 183
  • 184
  • 185
  • 186
  • 187
  • 188
  • 189
  • 190
  • 191
  • 192
  • 193
  • 194
  • 195
  • 196
  • 197

10.20 Purchase Agreement, dated February 1, 2000, by and among the Company, FleetBoston Robertson Stephens Inc., Hambrecht
& Quist LLC and Goldman, Sachs & Co. (Incorporated by reference to Exhibit 10.3 of the Company’ s Form 10-Q, filed on
February 14, 2000.)
10.21 Consulting Agreement between the Registrant and George Hayter dated as of June 1996 (Incorporated by reference to
Exhibit 10.23 of the Company’ s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.24 Joint Venture Agreement dated June 3, 1998 by and between E*TRADE Group, Inc. and SOFTBANK CORP. (Incorporated
by reference to Exhibit 10.1 of the Company’ s Form 8-K filed on June 12, 1998).
10.25 Promissory Note dated June 5, 1998 issued by E*TRADE Group, Inc. to SOFTBANK CORP. (Incorporated by reference to
Exhibit 10.2 of the Company’ s Form 8-K filed on June 12, 1998).
10.26 Stock Purchase Agreement dated June 5, 1998 by and between E*TRADE Group, Inc. and SOFTBANK Holdings, Inc.
(Incorporated by reference to Exhibit 10.3 of the Company’ s Form 8-K filed on June 12, 1998).
10.27 Stock Purchase Agreement dated July 9, 1998 by and between E*TRADE Group, Inc. and SOFTBANK Holdings, Inc.
(Incorporated by reference to Exhibit 10.1 of the Company’ s Form 8-K filed on July 17, 1998).
10.28 E*TRADE Ventures I, LLC, Limited Liability Company Operating Agreement (Incorporated by reference to Exhibit 10.5 of
the Company’ s Form 10-Q/A filed on April 17, 2000).
10.29 E*TRADE eCommerce Fund, L.P., Amended and Restated Limited Partnership Agreement (Incorporated by reference to
Exhibit 10.6 of the Company’ s Form 10-Q/A filed on April 17, 2000).
10.30 E*TRADE Ventures II, LLC, Limited Liability Company Operating Agreement. (Incorporated by reference to Exhibit 10.30
to the Company’ s Annual Report on Form 10-K filed November 9, 2000).
10.31 E*TRADE eCommerce Fund II, L.P., Limited Partnership Agreement (Incorporated by reference to Exhibit 10.7 of the
Company’ s Form 10-Q filed on August 14, 2000).
10.32 [redacted] Amended and Restated Strategic Alliance Agreement dated September 26, 2000 by and between the Company
and Wit SoundView Group, Inc. (Incorporated by reference to Exhibit 10.14 of the Company’ s Form 10-Q/A filed on
October 25, 2000).
10.35 Form of Note Secured by Stock Pledge Agreement by and between the Company and Christos M. Cotsakos, Jerry
Gramaglia, Connie M. Dotson, Pamela Kramer, and Leonard C. Purkis. (Incorporated by reference to Exhibit 10.11 of the
Company’ s Form 10-Q filed on August 14, 2000).
156
Table of Contents
Exhibit
Number
Description
10.36 Form of Stock Pledge Agreement by and between the Company and Christos M. Cotsakos, Jerry Gramaglia, Connie M.
Dotson, Pamela Kramer, and Leonard C. Purkis. (Incorporated by reference to Exhibit 10.12 of the Company’ s Form
10-Q filed on August 14, 2000).
10.43 Form of Stock Pledge Agreement by and between the Company and Jerry Gramaglia dated December 20, 2000
(Incorporated by reference to Exhibit 10.1 of the Company’ s Form 10-Q filed on February 14, 2001).
10.44 Form of Note Secured by Stock Pledge Agreement by and between the Company and Jerry Gramaglia dated December
20, 2000 (Incorporated by reference to Exhibit 10.2 of the Company’ s Form 10-Q filed February 14, 2001).
10.45 Form of Note, Loan Agreement and Unit Pledge Agreement dated November 20, 2000 by and between the Company and
William A. Porter (Incorporated by reference to Exhibit 10.4 of the Company’ s Form 10-Q filed February 14, 2001).
10.46 Supplemental Executive Retirement Plan dated January 1, 2001 (Incorporated by reference to Exhibit 10.5 of the
Company’ s Form 10-Q filed February 14, 2001).
10.47 Form of Residential Lease with option to buy entered into between B.R.E. Holdings LLC, a wholly-owned subsidiary of
the Company and Jerry Gramaglia, as lessee (Incorporated by reference to Exhibit 10.3 of the Company’ s Form 10-Q
filed May 15, 2001).
10.48 Form of Loan and Note Agreement between the Company and Dennis Lundien, dated May 9, 2001 (Incorporated by
reference to Exhibit 10.4 of the Company’ s Form 10-Q filed August 14, 2001).
10.49 Form of Note and Stock Pledge Agreement between the Company and Christos M. Cotsakos, dated June 19, 2001
(Incorporated by reference to Exhibit 10.5 of the Company’ s Form 10-Q filed August14, 2001).
10.50 Termination Agreement and General Release by and between the Company and SoundView Technology Group, Inc.
dated August 20, 2001 (Incorporated by reference to Exhibit 10.1 of the Company’ s Form 10-Q filed November 6, 2001).
2002. EDGAR Online, Inc.