eTrade 2001 Annual Report Download - page 176

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4.6 Indenture dated May 29, 2001 by and between the Company and The Bank of New York (Incorporated by reference to
Exhibit 4.1 to the Company’ s Registration Statement on Form S-3, Registration Statement No. 333-64102).
4.7 Rights Agreement dated as of July 9, 2001 between E*TRADE Group, Inc. and American Stock Transfer and Trust
Company, as Rights Agent (incorporated by reference to Exhibit 99.2 to the Company's Current Report on Form 8-K filed
on July 9, 2001).
10.1 Form of Indemnification Agreement entered into between the Registrant and its directors and certain officers (Incorporated
by reference to Exhibit 10.1 of the Company’ s Registration Statement on FormS-1, Registration Statement No. 333-05525.)
10.2 1983 Employee Incentive Stock Option Plan (Incorporated by reference to Exhibit 10.2 of the Company’ s Registration
Statement on Form S-1, Registration Statement No. 333-05525.)
10.3 1993 Stock Option Plan (Incorporated by reference to Exhibit 10.3 of the Company’ s Registration Statement on Form S-1,
Registration Statement No. 333-05525.)
10.4 Amended 1996 Stock Incentive Plan. (Incorporated by reference to Exhibit 10.4 to the Company’ s Annual Report on Form
10-K filed November 9, 2000).
10.5 401(k) Plan (Incorporated by reference to Exhibit 10.8 of the Company’ s Registration Statement on Form S-1, Registration
Statement No. 333-05525.)
10.6 1996 Stock Purchase Plan (Incorporated by reference to Exhibit 99.13 of the Company’ s Registration Statement on Form
S-8, Registration Statement No. 333-12503.)
10.7 Employee Bonus Plan (Incorporated by reference to Exhibit 10.10 of the Company’ s Registration Statement on Form S-1,
Registration Statement No. 333-05525.)
10.8 Menlo Oaks Corporate Center Standard Business Lease by and between Menlo Oaks Partners, L.P. and E*TRADE Group,
Inc., dated August 18, 1998 (Incorporated by reference to Exhibit 10.8 to the Company’ s Annual Report on Form 10-K
filed November 9, 2000).
10.10 Lease of premises at 10951 White Rock Road, Rancho Cordova, California (Incorporated by reference to Exhibit 10.12 of
the Company’ s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.11 Clearing Agreement between E*TRADE Securities, Inc. and Herzog, Heine, Geduld, Inc. dated May11, 1994
(Incorporated by reference to Exhibit 10.14 of the Company’ s Registration Statement on Form S-1, Registration Statement
No. 333-05525.)
10.12 Guarantee by the Registrant to Herzog, Heine, Geduld, Inc. (Incorporated by reference to Exhibit10.15 of the Company’ s
Registration Statement on Form S-1, Registration Statement No.333-05525.)
10.13 BETAHOST Master Subscription Agreement between E*TRADE Securities, Inc. and BETA Systems Inc. dated June 27,
1996 (Incorporated by reference to Exhibit 10.13 of the Company’ s Registration Statement on Form S-1, Registration
Statement No. 333-05525.)
10.14 Stock Purchase Agreement among the Registrant, General Atlantic Partners II, L.P. and GAP Coinvestment Partners, L.P.
dated September 28, 1995 (Incorporated by reference to Exhibit 10.17 of the Company’ s Registration Statement on Form
S-1, Registration Statement No. 333-05525.)
155
Table of Contents
Exhibit
Number Description
10.15 Stock Purchase Agreement among the Registrant, General Atlantic Partners II, L.P., and GAP Coinvestment Partners, L.P.,
Richard S. Braddock and the Cotsakos Group dated April 10, 1996 (Incorporated by reference to Exhibit 10.18 of the
Company’ s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.16 Stock Purchase Agreement between the Registrant and SOFTBANK Holdings Inc. dated June 6, 1996 (Incorporated by
reference to Exhibit 10.19 of the Company’ s Registration Statement on FormS-1, Registration Statement No. 333-05525.)
10.17 Shareowners Agreement among the Registrant, General Atlantic Partners II, L.P., GAP Coinvestment Partners, L.P. and the
Shareowners named therein dated September 1995 (the “Shareowners Agreement”) (Incorporated by reference to Exhibit
10.20 of the Company’ s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.18 Supplement No. 1 to Shareowners Agreement dated as of April 10, 1996 (Incorporated by reference to Exhibit 10.21 of the
Company’ s Registration Statement on Form S-1, Registration Statement No.333-05525.)
10.19 Shareowners Agreement Supplement and Amendment dated as of June 6, 1996 (Incorporated by reference to Exhibit 10.22
of the Company’ s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
2002. EDGAR Online, Inc.