MoneyGram 2009 Annual Report Download - page 672

Section 4.6
SEC Documents
1. Holdco received a comment letter from the Securities and Exchange Commission ("SEC") dated December 21, 2007, pertaining to Holdco's Form 10-K
for the fiscal year ended December 31, 2006 and Form 10-Q for the quarter ended September 30, 2007. Holdco responded to the SEC by letter dated
January 3, 2008, requesting additional time to respond to its comments. Holdco provided its responses to the SEC to the comment letter on January 23,
2008. Holdco received an additional letter from the SEC dated February 5, 2008, requesting additional information. Holdco filed a response to the
February 5, 2008 letter on February 20, 2008. In subsequent verbal discussions with the SEC, the SEC asked for clarification on one additional item.
Holdco filed a written response to such request on March 3, 2008. On March 7, 2008, Holdco received a letter from the SEC indicating it had no further
questions at this time.
2. Effective January 1, 2008, Holdco amended its 40l(k) Plan, to among other things, allow a participant to move existing account balances (as opposed to
new deferrals) into and out of a Holdco Stock Fund. Holdco did not file a Form S-8 when such change was made, however on January 31, 2008,
Holdco's Board of Directors approved an amendment to the 401(k) plan to prohibit any further participant transfers of account balances into Holdco
stock and thus no Form S-8 will be filed.
3. By letter dated February 4, 2008, Holdco was advised that the SEC was conducting a non-public investigation to determine whether any violation of the
federal securities laws had occurred. By letter dated February 11, 2008, Holdco was asked to voluntarily produce certain documentation related to its
investment portfolio and securities holdings as well as correspondence with Euronet Worldwide, Inc. regarding a potential acquisition. Holdco is
complying with both the retention and production requests. The first production of documents occurred on March 7, 2008 and the production will be
completed by March 26, 2008.
4. Section 4.10(4) of this Holdco Disclosure Schedule is incorporated herein by reference.
5. Holdco has not filed its Annual Report for 2007 on Form 10-K by the required deadline.
8