The Hartford 2008 Annual Report Download - page 487

Table of Contents
Exhibit No. Description
4.09 Senior Indenture, dated as of April 11, 2007, between The Hartford and The Bank of New York Trust
Company, N.A., as Trustee (incorporated herein by reference to Exhibit 4.03 to the Registration Statement on
Form S-3 (Registration No. 333-142044) of The Hartford, Hartford Capital IV, Hartford Capital V and
Hartford Capital VI, filed on April 11, 2007).
4.10 6.000% Senior Note due January 15, 2019 (incorporated herein by reference to Exhibit 4.2 to the Company’s
Current Report on Form 8-K filed on May 12, 2008)
4.11 8.125% Fixed-to-Floating Rate Junior Subordinated Debenture due 2068 (incorporated herein by reference to
Exhibit 4.3 to the Company’s Current Report on Form 8-K filed on June 6, 2008).
4.12 Junior Subordinated Indenture, dated as of June 6, 2008, between The Hartford Financial Services Group,
Inc. and The Bank of New York Trust Company, N.A., as Trustee (incorporated herein by reference to
Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on June 6, 2008).
4.13 First Supplemental Indenture, dated as of June 6, 2008, between The Hartford Financial Services Group, Inc.
and The Bank of New York Trust Company, N.A., as Trustee (incorporated herein by reference to
Exhibit 4.2 to the Company’s Current Report on Form 8-K filed on June 6, 2008).
4.14 Replacement Capital Covenant, dated as of June 6, 2008 (incorporated herein by reference to Exhibit 4.4 to
the Company’s Current Report on Form 8-K filed on June 6, 2008).
4.15 Second Supplemental Indenture, dated as of October 17, 2008, between The Hartford and The Bank of New
York Mellon Trust Company, N.A., as trustee, relating to the 10% Fixed-to-Floating Rate Junior
Subordinated Debentures due 2068, including form of Debenture (incorporated by reference to Exhibit 4.1 to
the Company’s Current Report on Form 8-K/A filed on October 17, 2008).
4.16 Form of Series B Warrant to Purchase Shares of Non-Voting Contingent Convertible Preferred Stock
(incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K/A filed on
October 17, 2008).
4.17 Form of Series C Warrant to Purchase Shares of Non-Voting Contingent Convertible Preferred Stock
(incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K/A filed on
October 17, 2008).
4.18 Registration Rights Agreement, dated as of October 17, 2008, between The Hartford and Allianz SE
(incorporated by reference to Exhibit 4.4 to the Company’s Current Report on Form 8-K/A filed on
October 17, 2008).
*10.01 Employment Agreement, amended and restated as of October 31, 2008, between The Hartford and Ramani
Ayer.
*10.02 Employment Agreement, amended and restated as of October 31, 2008, between The Hartford and Thomas
M. Marra.†
*10.03 Employment Agreement, amended and restated as of November 24, 2008, between The Hartford and Neal S.
Wolin.†
*10.04 Employment Agreement, amended and restated as of November 10, 2008, between The Hartford and
Lizabeth H. Zlatkus.†
*10.05 Employment Agreement, amended and restated as of November 14, 2008, between The Hartford and John C.
Walters.†
*10.06 Form of Key Executive Employment Protection Agreement between The Hartford and certain executive
officers of The Hartford, as amended .†
*10.07 The Hartford Restricted Stock Plan for Non-Employee Directors (incorporated herein by reference to
Exhibit 10.05 to The Hartford’s Quarterly Report on Form 10-Q for the quarterly period ended September 30,
2004).
*10.08 The Hartford 1995 Incentive Stock Plan, as amended. †
Source: HARTFORD FINANCIAL S, 10-K, February 12, 2009