Pentax 2003 Annual Report Download - page 60

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Investor Information
(As of March 31, 2003)
Listing of the Company’s Shares
First Section of the Tokyo Stock Exchange
Number of Shares of Common Stock
Authorized: 320,000,000
Issued: 116,124,405
Trading Unit
100 shares
Number of Shareholders
7,459
Breakdown of Shareholders
—Ownership —Number of Shareholders
Common Stock Price Range
2002 2003
High Low High Low
Jan.–Mar. ¥9,370 ¥7,250 ¥8,620 ¥6,860
Apr.–June 9,970 8,110
July–Sept. 9,070 6,720
Oct.–Dec. 9,100 6,790
Transfer Agent of Common Stock Handling Office
UFJ Trust Bank Ltd.
Corporate Agency Department
7-10-11 Higashisuna, Koto-ku,
Tokyo 137-8081, Japan
Tel. [phone]
Acquisition, Disposal and Ownership by the Company of
Its Own Shares:
Acquisition of shares
Acquisition by resolution in accordance with Article 210,
Paragraph 1, of the Commercial Code
Common stock: 937,000 shares
Aggregate acquisition prices ¥6,937,465 thousand
Purchase of less-than-one-unit shares
Common stock: 11,991 shares
Aggregate acquisition prices ¥98,710 thousand
Disposal of shares
There was no disposal of shares to be reported.
Number of shares owned by the Company at the end
of the fiscal year under review
Common stock 951,050 shares
(Note) As of March 31, 2002, the Company owned 2,059 shares of its common stock.
Issuance of new share subscription rights
In accordance with the approval at the Ordinary General Meeting of Shareholders held
on June 21, 2002 as well as with the resolution of the Board of Directors held on
October 21, 2002, the Company issued new share subscription rights as stock options
as described below:
First Grant (On November 1, 2002)
1. Number of new share subscription
rights the Company granted:
9,369 rights
2. Class and number of new shares to
be issued upon exercising of new
share subscription rights:
936,900 shares of common stock of
the Company
(100 shares for each new share
subscription right)
3. Price of a new share subscription
right: Free of charge
4. Paid-in amount per share upon
exercising of a new share subscrip-
tion right: ¥7,670
5. New share subscription period:
From October 1, 2003 to Septem-
ber 30, 2007
Maximum percentage of new share
subscription rights exercisable during
each period is fixed separately.
Second Grant (On June 9, 2003)
1.Number of new share subscription
rights the Company granted:
80 rights
2.Class and number of new shares to
be issued upon exercising of new
share subscription rights:
8,000 shares of common stock of
the Company
(100 shares for each new share
subscription right)
3.Price of a new share subscription
right: Free of charge
4. Paid-in amount per share upon
exercising of a new share subscrip-
tion right: ¥6,690
5. New share subscription period:
From October 1, 2003 to Septem-
ber 30, 2007
Maximum percentage of new share
subscription rights exercisable during
each period is fixed separately.
Foreign investors
38.1%
Financial
institutions
43.3%
Other corporate investors
5.3%
Individuals, Other
13.3%
Individuals, Other
88.3%
Financial institutions 2.6%
Other corporate investors
2.2%
Foreign investors
6.9%
Principal Shareholders
Percentage
of total
Shareholders Shareholdings shares issued
1Japan Trustee Services Bank, Ltd. (Trust Account) 9,316,500 8.02
2The Dai-ichi Mutual Life Insurance Company 7,715,300 6.64
3Japan Master Trust and Banking Corp. 6,893,400 5.94
4State Street Bank and Trust Company 6,874,127 5.92
5The Chase Manhattan Bank N.A. London 5,548,300 4.78
6Nippon Life Insurance Company 5,441,347 4.69
7The Chase Manhattan Bank N.A. London SL Omnibus
Account 4,102,052 3.53
8Suzuki International Ltd. 3,850,000 3.32
9UFJ Trust Bank Ltd. (Trust Account A) 2,709,800 2.33
10 Kohei Yamanaka 2,636,020 2.27
Above total 55,086,846 47.44