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149
PART IV
Item 15 — Exhibits, Financial Statement Schedules
1. Consolidated Financial Statements:
Management Report on Internal Controls Over Financial Reporting — For the year ended Dec. 31, 2012.
Report of Independent Registered Public Accounting Firm — Financial Statements
Report of Independent Registered Public Accounting Firm — Internal Controls Over Financial Reporting
Consolidated Statements of Income — For the three years ended Dec. 31, 2012, 2011 and 2010.
Consolidated Statements of Cash Flows — For the three years ended Dec. 31, 2012, 2011 and 2010.
Consolidated Balance Sheets — As of Dec. 31, 2012 and 2011.
2. Schedule I — Condensed Financial Information of Registrant.
Schedule II — Valuation and Qualifying Accounts and Reserves for the years ended Dec. 31, 2012, 2011 and 2010.
3. Exhibits
* Indicates incorporation by reference
+ Executive Compensation Arrangements and Benefit Plans Covering Executive Officers and Directors
t Certain portions of this agreement have been omitted pursuant to a request for confidential treatment and have been
filed separately with the SEC.
PSCo
2.01* t
Purchase and Sale Agreement by and between Riverside Energy Center, LLC and Calpine Development Holdings,
Inc., as Sellers, and PSCo, as Purchaser, dated as of April 2, 2010 (excluding certain schedules and exhibits referred to
in the agreement, as amended, which the Registrant agrees to furnish supplemental to the SEC upon request) (Exhibit
2.01 to Form 10-Q for the quarter ended June 30, 2010 (file no. 001-03034)).
Xcel Energy Inc.
3.01*
Amended and Restated Articles of Incorporation of Xcel Energy Inc., as filed on May 17, 2012 (Exhibit 3.01 to Form
8-K dated May 16, 2012 (file no. 001-03034)).
3.02* Restated By-Laws of Xcel Energy Inc. (Exhibit 3.01 to Form 8-K dated Aug. 12, 2008 (file no. 001-03034)).
Xcel Energy Inc.
4.01*
Indenture dated Dec. 1, 2000, between Xcel Energy Inc. and Wells Fargo Bank, Minnesota, National Association
(NA), as Trustee. (Exhibit 4.01 to Form 8-K (file no. 001-03034) dated Dec. 18, 2000).
4.02*
Supplemental Indenture No. 3 dated June 1, 2006 bet
ween Xcel Energy Inc. and Wells Fargo Bank, Minnesota, NA, as
Trustee, creating $300 million principal amount of 6.5 percent Senior Notes, Series due 2036 (Exhibit 4.01 to Current
Report on Form 8-K (file no. 001-03034) dated June 6, 2006).
4.03*
Supplemental Indenture No. 4 dated March 30, 2007 between Xcel Energy Inc. and Wells Fargo Bank, Minnesota,
NA, as Trustee, creating $253.979 million aggregate principal amount of 5.613 percent Senior Notes, Series due 2017
(Exhibit 4.1 to Form 8-K (file no. 001-03034) dated March 30, 2007).
4.04*
Junior Subordinated Indenture, dated as of Jan. 1, 2008, by and between Xcel Energy Inc. and Wells Fargo Bank,
Minnesota, NA, as Trustee (Exhibit 4.01 to Form 8-K (file no. 001-03034) dated Jan. 16, 2008).
4.05*
Supplemental Indenture No. 1, dated Jan. 16, 2008, by and between Xcel Energy Inc. and Wells Fargo Bank,
Minnesota, NA, as Trustee, creating $400 million principal amount of 7.6 percent Junior Subordinated Notes, Series
due 2068 (Exhibit 4.02 to Form 8-K (file no. 001-03034) dated Jan. 16, 2008).
4.06*
Replacement Capital Covenant, dated Jan. 16, 2008 (Exhibit 4.03 to Form 8-K (file no. 001-03034) dated Jan. 16,
2008).
4.07*
Supplemental Indenture No. 5 dated as of May 1, 2010 between Xcel Energy Inc. and Wells Fargo Bank, NA, as
Trustee, creating $550 million principal amount of 4.70 percent Senior Notes, Series due May 15, 2020 (Exhibit 4.01
to Form 8-K (file no. 001-03034) dated May 13, 2010).
4.08*
Supplemental Indenture No. 6 dated as of Sept. 1, 2011 between Xcel Energy Inc. and Wells Fargo Bank, National
Association (NA), as Trustee, creating $250 million principal amount of 4.80 percent Senior Notes, Series due 2041
(Exhibit 4.01 to Form 8-K dated Sept. 12, 2011 (file no. 001-03034)).