3M 2004 Annual Report Download - page 102

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76
(a) (2) Financial Statement Schedules. Financial statement schedules are omitted because of the absence of the
conditions under which they are required or because the required information is included in the Consolidated
Financial Statements or the notes thereto. The financial statements of unconsolidated subsidiaries are omitted
because, considered in the aggregate, they would not constitute a significant subsidiary.
(a) (3) Exhibits. The exhibits are either filed with this report or incorporated by reference into this report. Exhibit
numbers 10.1 through 10.16 are management contracts or compensatory plans or arrangements. See (b) “Exhibits”
below.
(b) Exhibits.
Index to Exhibits:
(3) Articles of Incorporation and by-laws
(3.1) Certificate of incorporation, as amended as of May 12, 2004, is incorporated by reference from the
Form 10-Q for the quarter ended June 30, 2004.
(3.2) Bylaws, as amended as of November 11, 2002, are incorporated by reference from the Form 8-K
dated December 9, 2002.
(4) Instruments defining the rights of security holders, including indentures:
(4.1) Indenture, dated as of November 17, 2000, between 3M and Citibank, N.A. with respect to 3M’s
senior debt securities, is incorporated by reference from the Form 8-K dated December 7, 2000.
(4.2) Indenture, dated as of November 21, 2002, between 3M and Citibank, N.A. with respect to Liquid
Yield Option™ Notes zero coupon senior debt securities, is incorporated by reference from
Registration No. 333-103234 on Form S-3 filed on February 14, 2003.
(4.3) Except as set forth in the preceding Exhibits 4.1 and 4.2, the instruments defining the rights of
holders of long-term debt securities of 3M have been omitted. We agree to furnish to the SEC, upon
request, a copy of such instruments with respect to issuances of long-term debt of 3M.
(10) Material contracts and management compensation plans and arrangements:
(10.1) 3M 2002 Management Stock Ownership Program is incorporated by reference from our Proxy
Statement for the 2002 Annual Meeting of Stockholders.
(10.2) 3M 1997 Management Stock Ownership Program is incorporated by reference from our Proxy
Statement for the 1997 Annual Meeting of Stockholders.
(10.3) 3M 1992 Management Stock Ownership Program is incorporated by reference from our Proxy
Statement for the 1992 Annual Meeting of Stockholders.
(10.4) Form of award agreement for non-qualified stock options granted under the 2002 Management Stock
Ownership Program.*
(10.5) 3M 1997 General Employees’ Stock Purchase Plan, as amended through November 8, 2004.*
(10.6) 3M VIP (Voluntary Investment Plan) Plus is incorporated by reference from Registration Statement No.
333-73192 on Form S-8, filed on November 13, 2001.
(10.7) 3M Deferred Compensation Plan, as amended through February 9, 2004, is incorporated by reference
from our Form 10-K for the year ended December 31, 2003.
(10.8) 3M Executive Profit Sharing Plan, as amended through February 11, 2002, is incorporated by reference
from our Form 10-K for the year ended December 31, 2003.