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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K
(Mark One)
⌧ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
For the Fiscal Year Ended Dec. 31, 2006
Or
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT
OF 1934
Commission File Number 1-3034
Xcel Energy Inc.
(Exact name of registrant as specified in its charter)
Minnesota 41-0448030
(State or Other Jurisdiction of
Incorporation or Organization)
(I.R.S. Employer
Identification No.)
414 Nicollet Mall,
Minneapolis, Minnesota 55401
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, including Area Code (612) 330-5500
Securities registered pursuant to Section 12(b) of the Act:
Registrant Title of Each Class Name of Each Exchange on which Registered
Xcel Energy Inc. Common Stock, $2.50 par value per share New York
Xcel Energy Inc. Rights to Purchase Common Stock, $2.50 par value per share
Cumulative Preferred Stock, $100 par value:
New York
Xcel Energy Inc. Preferred Stock $3.60 Cumulative New York
Xcel Energy Inc. Preferred Stock $4.08 Cumulative New York
Xcel Energy Inc. Preferred Stock $4.10 Cumulative New York
Xcel Energy Inc. Preferred Stock $4.11 Cumulative New York
Xcel Energy Inc. Preferred Stock $4.16 Cumulative New York
Xcel Energy Inc. Preferred Stock $4.56 Cumulative New York
Securities registered pursuant to Section 12(g) of Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined by Rule 405 of the Securities Act. ⌧ Yes or No
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act. Yes or No ⌧
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934
during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. ⌧ Yes or No
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to
the best of registrants’ knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to
this Form 10-K.
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer (as defined in Rule 12b-2 of the
Exchange Act). ⌧ Large accelerated filer Accelerated filer Non-accelerated filer
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes or No ⌧
As of June 30, 2006, the aggregate market value of the voting common stock held by non-affiliates of the Registrant was $7,843,601,587 and there were
405,560,301 shares of common stock outstanding.
As of February 20, 2007, there were 407,751,743 shares of common stock outstanding, $2.50 par value.
DOCUMENTS INCORPORATED BY REFERENCE
The Registrant’s Definitive Proxy Statement for its 2007 Annual Meeting of Shareholders is incorporated by reference into Part III of this Form 10-K.