Freddie Mac 2004 Annual Report Download - page 29

Ñnancial statements for additional information regarding dividend payments and ""NOTE 9: STOCKHOLD-
ERS' EQUITY'' to the consolidated Ñnancial statements for additional information regarding our preferred
stock dividend payments.
Holders
As of May 13, 2005, we had approximately 2,500 common stockholders of record.
Securities Authorized for Issuance under Equity Compensation Plans
Table 7 provides information about our common stock that may be issued upon the exercise of options,
warrants and rights under our existing equity compensation plans as of December 31, 2004. Our stockholders
have approved the Amended and Restated Employee Stock Purchase Plan, the 2004 Stock Compensation
Plan and the 1995 Directors' Stock Compensation Plan, as amended and restated in 1998.
Table 7 Ì Securities Authorized for Issuance under Equity Compensation Plans
(c)
(a) Number of securities
Number of securities remaining available for
that may be issued (b) future issuance under
upon exercise Weighted-average equity compensation
of outstanding exercise price of plans (excluding
options, warrants outstanding options, securities reÖected in
Plan Category and rights warrants and rights column (a))
Equity compensation plans approved by
stockholders ÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏ 9,312,985(1) $43.73(2) 17,720,244(3)
Equity compensation plans not approved by
stockholders ÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏ None N/A None
(1) Includes 1,624,628 restricted stock units, or RSUs, issued under the 1995 Directors' Stock Compensation Plan and the 1995 and
2004 Stock Compensation Plans and options to purchase 60,416 shares under the Amended and Restated Employee Stock Purchase
Plan.
(2) For the purpose of calculating this amount, the restricted stock units are assigned an exercise price of zero.
(3) Consists of 12,910,468 shares, 3,237,149 shares and 1,572,627 shares available for issuance under the 2004 Stock Compensation
Plan, the Amended and Restated Employee Stock Purchase Plan, and the 1995 Directors' Stock Compensation Plan, as amended
and restated in 1998, respectively.
NYSE Corporate Governance Listing Standards
On November 30, 2004, our Chief Executive OÇcer submitted to the NYSE the certiÑcation required by
Section 303A.12(a) of the NYSE Listed Company Manual regarding our compliance with the NYSE's
corporate governance listing standards.
FORWARD-LOOKING STATEMENTS
We regularly communicate information concerning our business activities to investors, securities analysts,
the news media and others as part of our normal operations. Some of these communications include ""forward-
looking statements'' pertaining to our current expectations about our objectives for Ñnancial reporting, future
business plans, results of operations, Ñnancial condition and trends. Forward-looking statements are typically
accompanied by, and identiÑed with, terms such as ""estimates,'' ""continue,'' ""ongoing,'' ""anticipates,''
""believes,'' ""expects,'' ""intends,'' ""plans,'' ""endeavors,'' ""future,'' ""seeks,'' ""potential,'' ""objectives,'' ""goal,''
""will,'' ""may,'' ""might,'' ""should,'' ""could,'' ""would,'' ""likely'' and similar phrases. This Information
Statement includes forward-looking statements. These statements are not historical facts, but rather represent
our expectations based on current information, plans, estimates and projections. Forward-looking statements
involve known and unknown risks, uncertainties and other factors, some of which are beyond our control. You
should be careful about relying on any forward-looking statements. You should also consider all risks,
uncertainties and other factors described in this Information Statement in considering any forward-looking
statements. Factors that could cause actual results to diÅer materially from the expectations expressed in these
and other forward-looking statements by management include, among others:
‚ Changes in applicable legislative or regulatory requirements, including our Congressional charter,
aÅordable housing goals, or regulatory capital requirements (including the temporary 30 percent target
capital surplus imposed on us by OFHEO in January 2004), the exercise or assertion of regulatory or
Freddie Mac
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