United Healthcare 2015 Annual Report Download - page 110

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EXHIBIT INDEX**
2.1 Arrangement Agreement, dated as of March 29, 2015, among UnitedHealth Group Incorporated,
1031387 B.C. Unlimited Liability Company and Catamaran Corporation (incorporated by reference to
Exhibit 2.1 to UnitedHealth Group Incorporated’s Current Report on Form 8-K filed on March 30, 2015)
3.1 Certificate of Incorporation of UnitedHealth Group Incorporated (incorporated by reference to
Exhibit 3.1 to UnitedHealth Group Incorporated’s Registration Statement on Form 8-A/A filed on
July 1, 2015)
3.2 Bylaws of UnitedHealth Group Incorporated (incorporated by reference to Exhibit 3.2 to UnitedHealth
Group Incorporated’s Registration Statement on Form 8-A/A filed on July 1, 2015)
4.1 Senior Indenture, dated as of November 15, 1998, between United HealthCare Corporation and The
Bank of New York (incorporated by reference to Exhibit 4.1 to UnitedHealth Group Incorporated’s
Registration Statement on Form S-3/A, SEC File Number 333-66013, filed on January 11, 1999)
4.2 Amendment, dated as of November 6, 2000, to Senior Indenture, dated as of November 15, 1998,
between the UnitedHealth Group Incorporated and The Bank of New York (incorporated by reference
to Exhibit 4.1 to UnitedHealth Group Incorporated’s Quarterly Report on Form 10-Q for the quarter
ended September 30, 2001)
4.3 Instrument of Resignation, Appointment and Acceptance of Trustee, dated January 8, 2007, pursuant
to the Senior Indenture, dated November 15, 1988, amended November 6, 2000, among UnitedHealth
Group Incorporated, The Bank of New York and Wilmington Trust Company (incorporated by
reference to Exhibit 4.3 to UnitedHealth Group Incorporated’s Quarterly Report on Form 10-Q for the
quarter ended June 30, 2007)
4.4 Indenture, dated as of February 4, 2008, between UnitedHealth Group Incorporated and U.S. Bank
National Association (incorporated by reference to Exhibit 4.1 to UnitedHealth Group Incorporated’s
Registration Statement on Form S-3, SEC File Number 333-149031, filed on February 4, 2008)
*10.1 UnitedHealth Group Incorporated 2011 Stock Incentive Plan, as amended and restated in 2015
(incorporated by reference to Exhibit 10.1 to UnitedHealth Group Incorporated’s Current Report on
Form 8-K filed on June 5, 2015)
*10.2 Amendment to UnitedHealth Group Incorporated’s Stock Option and Stock Appreciation Right
Awards, effective November 6, 2014 (incorporated by reference to Exhibit 10.2 to UnitedHealth
Group Incorporated’s Annual Report on Form 10-K for the year ended December 31, 2014)
*10.3 Form of Agreement for Non-Qualified Stock Option Award to Executives under UnitedHealth Group
Incorporated’s 2011 Stock Incentive Plan, as amended and restated in 2015, for awards made after
January 1, 2016 (incorporated by reference to Exhibit 10.4 to UnitedHealth Group Incorporated’s
Quarterly Report on Form 10-Q for the quarter ended September 30, 2015)
*10.4 Form of Agreement for Non-Qualified Stock Option Award for International Participants under
UnitedHealth Group Incorporated’s 2011 Stock Incentive Plan (incorporated by reference to
Exhibit 10.3 to UnitedHealth Group Incorporated’s Annual Report on Form 10-K for the year ended
December 31, 2013)
*10.5 Form of Addendum for Non-Qualified Stock Option Award Agreement for International Participants
under UnitedHealth Group Incorporated’s 2011 Stock Incentive Plan (incorporated by reference to
Exhibit 10.37 to UnitedHealth Group Incorporated’s Annual Report on Form 10-K for the year ended
December 31, 2012)
*10.6 Form of Agreement for Restricted Stock Unit Award to Executives under UnitedHealth Group
Incorporated’s 2011 Stock Incentive Plan, as amended and restated in 2015, for awards made after
January 1, 2016 (incorporated by reference to Exhibit 10.5 to UnitedHealth Group Incorporated’s
Quarterly Report on Form 10-Q for the quarter ended September 30, 2015)
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