Ubisoft 2013 Annual Report Download - page 64

Management Report
2013
59
SECURITIES GRANTING ENTITLEMENT TO THE CAPITAL OF THE 3.3.2.2
COMPANY/POTENTIAL CAPITAL AS AT MARCH 31, 2013
Bonus share grants (see 3.3.2.3)
Number of
potential
shares
Potential
dilution
Presence and
performance requirements (with the exception of the plan of June 24, 2011)
1,879,528
1.92%
Share subscription options (see 3.3.3.4)
Number
of
potential
shares
Potential
dilution
Open and “in the market” (1)
Plans 11, 12, 23 and 24
2,963,853
2.99%
Open
and “in or out of the market” (2)
Plans 11, 12, 16, 17, 18, 19, 20, 21, 22, 23
and 24
7,867,381
7.57%
Open and non-open
“in or out of the market” (2)
Plans 11, 12, 16, 17, 18, 19, 20, 21, 22, 23,
24 and 25
12,880,409
11.83%
(1)
Based on the closing share price at March 28, 2013: €8.43
(2)
Subscription price lower or higher than the closing share price at March 28, 2013: €8.43
Share subscription warrants (see 3.3.2.6) – “BSA” (3)
Number
of
potential
shares
Potential
dilution
Number of
outstanding warrants
93,697,256
8,517,932
8.15%
(3)
Bonus issue to all shareholders whose shares were registered April 5, 2012 after market close: one warrant per share
registered / 11 warrants giving entitlement to subscribe to 1 new share for an exercise price of €7. Exercise period from
April 10, 2012 to October 10, 2013.
Share issuance warrants (see 3.3.2.6) – “BEA” (4)
Number
of
potential
shares
Potential
dilution
Number of
outstanding
share issuance
warrants
9,400,000
9,400,000
8.92%
(4)
Equity line. BEAs exercisable at the discretion of the Company allowing to carry out successive share capital increases
for a maximum amount of €728,500