Ulta 2008 Annual Report Download - page 77

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Exhibits
Exhibit
Number Description of Document
3.1 Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to
the Company’s Registration Statement on Form S-1 (file No. 333-144405) filed with the Securities
and Exchange Commission on August 17, 2007).
3.2 Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to the Company’s
Registration Statement on Form S-1 (file No. 333-144405) filed with the Securities and Exchange
Commission on August 17, 2007).
4.1 Specimen Common Stock Certificate (incorporated by reference to Exhibit 4.1 to the Company’s
Registration Statement on Form S-1 (file No. 333-144405) filed with the Securities and Exchange
Commission on October 11, 2007).
4.2 Third Amended and Restated Registration Rights Agreement between Ulta Salon, Cosmetics &
Fragrance, Inc. and the stockholders party thereto (incorporated by reference to Exhibit 4.2 to the
Company’s Registration Statement on Form S-1 (file No. 333-144405) filed with the Securities
and Exchange Commission on August 17, 2007).
4.3 Stockholder Rights Agreement (incorporated by reference to Exhibit 4.4 to the Company’s
Registration Statement on Form S-1 (file No. 333-144405) filed with the Securities and Exchange
Commission on August 17, 2007).
10.12(a) Second Amendment to Lease, dated February 20, 2008, by and between Bolingbrook Investors,
LLC and Ulta Salon, Cosmetics and Fragrance, Inc. (incorporated by reference to Exhibit 10.1 to
the Company’s Quarterly Report on Form 10-Q (file No. 001-33764) filed with the Securities and
Exchange Commission on June 17, 2008)
10.13(a)* Second Amendment to Lease, dated March 17, 2008, by and between Southwest Valley Partners,
LLC and Ulta Salon, Cosmetics and Fragrance, Inc. (incorporated by reference to Exhibit 10.2 to
the Company’s Quarterly Report on Form 10-Q (file No. 001-33764) filed with the Securities and
Exchange Commission on June 17, 2008)
10.14(a) First Amendment to Third Amended and Restated Loan and Security Agreement, dated as of August
15, 2008 (incorporated by reference to Exhibit 10.15 to the Company’s Current Report on Form 8-K
(file No. 001-33764) filed with the Securities and Exchange Commission on August 20, 2008).
10.15* Acceptance Letter and Commencement Date Agreement, dated March 24, 2008, by and between
Southwest Valley Partners, LLC and Ulta Salon, Cosmetics and Fragrance, Inc. (incorporated by
reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q (file No. 001-33764)
filed with the Securities and Exchange Commission on June 17, 2008)
10.16 Employment Agreement, dated as of June 16, 2008, by and between Ulta Salon, Cosmetics &
Fragrance, Inc. and Lyn Kirby. (incorporated by reference to Exhibit 10.4 to the Company’s
Quarterly Report on Form 10-Q (file No. 001-33764) filed with the Securities and Exchange
Commission on June 17, 2008)
10.16(a) Amendment to Option Agreement with Grant Date March 24, 2008, by and between Ulta Salon,
Cosmetics & Fragrance, Inc. and Lyn Kirby
10.17 Ulta Salon, Cosmetics & Fragrance, Inc. Nonqualified Deferred Compensation Plan
23.1 Consent of Independent Registered Public Accounting Firm
31.1 Certification of the Chief Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) of the
Securities Exchange Act of 1934, as adopted pursuant to section 302 of the Sarbanes-Oxley Act of
2002.
31.2 Certification of the Chief Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) of the Securities
Exchange Act of 1934, as adopted pursuant to section 302 of the Sarbanes-Oxley Act of 2002.
32.1 Certification of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
* Confidential treatment has been requested with respect to certain portions of this Exhibit pursuant to
Rule 24b-2 under the Securities Exchange Act. Omitted portions have been filed separately with the Securi-
ties and Exchange Commission.
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