eTrade 2000 Annual Report Download - page 107

Download and view the complete annual report

Please find page 107 of the 2000 eTrade annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 263

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140
  • 141
  • 142
  • 143
  • 144
  • 145
  • 146
  • 147
  • 148
  • 149
  • 150
  • 151
  • 152
  • 153
  • 154
  • 155
  • 156
  • 157
  • 158
  • 159
  • 160
  • 161
  • 162
  • 163
  • 164
  • 165
  • 166
  • 167
  • 168
  • 169
  • 170
  • 171
  • 172
  • 173
  • 174
  • 175
  • 176
  • 177
  • 178
  • 179
  • 180
  • 181
  • 182
  • 183
  • 184
  • 185
  • 186
  • 187
  • 188
  • 189
  • 190
  • 191
  • 192
  • 193
  • 194
  • 195
  • 196
  • 197
  • 198
  • 199
  • 200
  • 201
  • 202
  • 203
  • 204
  • 205
  • 206
  • 207
  • 208
  • 209
  • 210
  • 211
  • 212
  • 213
  • 214
  • 215
  • 216
  • 217
  • 218
  • 219
  • 220
  • 221
  • 222
  • 223
  • 224
  • 225
  • 226
  • 227
  • 228
  • 229
  • 230
  • 231
  • 232
  • 233
  • 234
  • 235
  • 236
  • 237
  • 238
  • 239
  • 240
  • 241
  • 242
  • 243
  • 244
  • 245
  • 246
  • 247
  • 248
  • 249
  • 250
  • 251
  • 252
  • 253
  • 254
  • 255
  • 256
  • 257
  • 258
  • 259
  • 260
  • 261
  • 262
  • 263

Exhibit
Number
Description
10.36 Form of Stock Pledge Agreement by and between the Company and Christos M. Cotsakos, Jerry
Gramaglia, Connie M. Dotson, Pamela Kramer, Michael Sievert and Leonard C. Purkis.
(Incorporated
by reference to Exhibit 10.12 of the Company’ s Form 10-Q filed on August 14, 2000).
10.37 E*TRADE Group, Inc. Note Secured by Deed of Trust dated May, 2000, by and between the
Company
and Chuck W. Thomson. (Incorporated by reference to Exhibit 10.13 of the Company’ s Form 10-Q
filed on August 14, 2000).
*10.38 Form of Note secured by Deed of Trust dated February 28, 2000 by and between the Company and
Dennis Lundien.
*10.39 Management Continuity Agreement dated June 9, 1999 by and between the Company and Mitchell
H. Caplan.
*10.40 Management Continuity Agreement dated July 7, 1999 by and between the Company and Jarrett
Lilien.
*10.41 Employment Agreement, dated June 1, 2000 by and between the Company and Jerry Gramaglia.
*10.42 Employment Agreement, dated October 1, 2000 by and between the Company and Christos M.
Cotsakos.
*12.1 Statement of Earnings to Fixed Charges
*21.1 Subsidiaries of the Registrant.
*23.1 Consent of Independent Auditors.
*23.2 Consent of Independent Public Accountants.
*27.1 Financial Data Schedule for the fiscal year ended September 30, 2000
______________
* Filed herewith
116
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report
to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: November 9, 2000
E*TRADE Group, Inc.
By: /s/ Christos M. Cotsakos
Christos M. Cotsakos
Chairman of the Board and
Chief Executive Officer
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on
behalf of the Registrant and in the capacities indicated on the dates indicated.
Signature Title Date
/s/ Christos M. Cotsakos Chairman of the Board and Chief November 9, 2000
Executive Officer (principal executive officer)
(Christos M. Cotsakos)
/s/ Leonard C. Purkis Chief Financial Officer (principal November 9, 2000
financial and accounting officer)
(Leonard C. Purkis)
William A. Porter Chairman Emeritus
(William A. Porter)
Peter Chernin Director
(Peter Chernin)
Ronald D. Fisher Director
(Ronald D. Fisher)
2002. EDGAR Online, Inc.