Symantec 1997 Annual Report Download - page 34

32 SYMANTEC CORPORATION
PartI
V
Item 14: Exhibits, Financial Statement
Schedules and Reports on Form 8-K
Upon written request, the Company will provide, without
charge, a copy of the Company’s annual report on Form
10-K, including the consolidated financial statements, financial
statement schedules and any exhibits for the Company’s most
recent fiscal year. All requests should be sent to:
Lori A. Barker
Investor Relations
Symantec Corporation
10201 Torre Avenue
Cupertino, California 95014-2132
[phone]
(a) The following documents are filed
as part of this report:
1. Consolidated Financial Statements Page
Report of Ernst & Young LLP, Independent Auditors 36
Report of Price Waterhouse, Independent Auditors 37
Consolidated Balance Sheets as of March 31, 1997 and 1996 38
Consolidated Statements of Operations for the Years
Ended March 31, 1997, 1996 and 1995 39
Consolidated Statements of Stockholders’ Equity for
the Years Ended March 31, 1997, 1996 and 1995 40
Consolidated Statements of Cash Flow for the Years
Ended March 31, 1997, 1996 and 1995 41
Summary of Significant Accounting Policies and Notes
to Consolidated Financial Statements 42
2. Financial Statement Schedules
The following financial statement schedule of Symantec Corporation for
the years ended March 31, 1997, 1996 and 1995 is filed as part of this
Form 10-Kand should be read in conjunction with the Consolidated
Financial Statements of Symantec Corporation.
Schedule II
Valuation and Qualifying Accounts 55
Schedules other than that listed above have been omitted since they are
either not required, not applicable, or the information is otherwise
included.
3. Exhibits
The following exhibits are filed as part of, or incorporated by reference
into, this Form 10-K:
3.01 The Registrant’s Restated Certificate of Incorporation.
(Incorporated by reference to Annex Gfiled with the
Registrant’s Joint Management Information Circular and
Proxy Statement (No. 000-17781) dated October 17, 1995.)
3.02 The Registrant’s Bylaws, as currently in effect. (Incorporated
by reference to Exhibit 3.02 filed with the Registrant’s
Registration Statement on Form S-1 (No. 33-28655) originally
filed May 19, 1989, and amendment No. 1 thereto filed June
21, 1989, which Registration Statement became effective
June 22, 1989.)
4.01 Registration Rights Agreement. (Incorporated by reference
to Exhibit 4.02 filed with the Registrant’s Registrat-
ion Statement on Form S-4 (No. 33-35385) initially filed
June 13, 1990.)
4.02 Amendment No. One to Registration Rights Agreement
(Incorporated by reference to Exhibit 4.03 filed with the
Registrant’s Annual Report on Form 10-Kfor the year ended
April 2, 1993.)
4.03 Amendment No. Two to Registration Rights Agreement
(Incorporated by reference to Exhibit 4.04 filed with the
Registrant’s Annual Report on Form 10-Kfor the year ended
April 2, 1993.)
4.04 Plan of Arrangement and Exchangeable Share Provisions
related to the acquisition of Delrina. (Incorporated by refer-
ence to Annex Dfiled with the Registrant’s Joint Manage-
ment Information Circular and Proxy Statement dated
October 17, 1995.)
4.05 Support Agreement dated July 5, 1995 between Symantec and
Delrina. (Incorporated by reference to Annex Efiled with the
Registrant’s Joint Management Information Circular and
Proxy Statement dated October 17, 1995.)
4.06 Form of Voting and Exchange Trust Agreement dated July 5,
1996 between Symantec and Delrina. (Incorporated by reference
to Annex Ffiled with the Registrant’s Joint Management Infor-
mation Circular and Proxy Statement dated October 17, 1995.)
10.01 Amended Agreement Respecting Certain Rights of Publicity.
(Incorporated by reference to Exhibit 10.04 filed with the
Registrant’s Registration Statement on Form S-4 (No. 33-
35385) initially filed June 13, 1990.)
10.02 Non-Competition and Non-Solicitation Agreement between
Registrant and Peter Norton and Ronald Posner.
(Incorporated by reference to Exhibit 10.06 filed with the
Registrant’s Registration Statement on Form S-4 (No. 33-
35385) initially filed June 13, 1990.)
10.03* 1988 Employees Stock Option Plan, as amended to date.
(Incorporated by reference to Exhibit 4.02 filed with the
Registrant’s Registration Statement on Form S-8 (No. 33-
88694) filed January 23, 1995.)
10.04* 1989 Employee Stock Purchase Plan, as amended to date.
(Incorporated by reference to Exhibit 4.01 filed with the
Registrant’s Registration Statement on Form S-8 (No. 333-
18353) filed December 20, 1996.)
10.05* Form of Stock Option Agreement and Form of Stock Option
Exercise Request, as currently in effect, under the Registrant’s
1988 Employees Stock Option Plan. (Incorporated by reference
to Exhibit 10.10 filed with the Registrant’s Registration State-
ment on Form S-4 (No. 33-35385) initially filed June 13, 1990.)
* Indicates a management contract or compensatory plan or arrangement.