Neiman Marcus 2008 Annual Report Download - page 79

Table of Contents
Name of Beneficial Owner
Amount and
Nature of
Beneficial
Ownership
(Common Stock)
Options Currently
Exercisable
or Exercisable
within 60 days
Total
Stock and
Stock Based
Holdings
Percent
of Class
(1)
Gerald A. Barnes 50 872 922 *
1618 Main Street
Dallas, TX75201
James J. Gold 902 4,362 5,264 *
754 Fifth Avenue
New York, NY10019
Jonathan Coslet(2) — — — *
345 California Street
Suite 3300
San Francisco, CA94104
John G. Danhakl — — — *
11111 Santa Monica Boulevard
Suite 2000
Los Angeles, CA90025
Carrie Wheeler(2) — — — *
345 California Street
Suite 3300
San Francisco, CA94104
All current executive officers and 1,009,038 47,437 1,056,475 99.60%
directors as a group
(16 persons)
* Represents less than 1% of the class.
Footnotes:
(1) Percentage of class beneficially owned is based on 1,013,082 common shares outstanding as of September 18, 2009, together
with the applicable options to purchase common shares for each shareholder exercisable on September 18, 2009 or within 60
days thereafter. Shares issuable upon the exercise of options currently exercisable or exercisable 60 days after September 18,
2009 are deemed outstanding for computing the percentage ownership of the person holding the options, but are not deemed
outstanding for computing the percentage of any other person. The amounts and percentages of common stock beneficially
owned are reported on the basis of regulations of the SEC governing the determination of beneficial ownership of securities.
Under the rules of the SEC, a person is deemed to be a "beneficial owner" of a security if that person has or shares "voting
power," which includes the power to vote or to direct the voting of such security, or "investment power," which includes the
power to dispose of or to direct the disposition of such security. A person is also deemed to be a beneficial owner of any
securities of which that person has a right to acquire beneficial ownership within 60 days. Under these rules, more than one
person may be deemed to be a beneficial owner of such securities as to which such person has voting or investment power.
(2) Includes the 1,000,000 shares owned by Newton Holding, LLC over which TPG Partners IV, L.P., TPG Newton III, LLC and
TPG Newton Co-Invest I, LLC (the "TPG Entities") may be deemed, as a result of their ownership of 41.52% of Newton
Holding, LLC's total outstanding shares and certain provisions under the Newton Holding, LLC operating agreement, to have
shared voting or dispositive power. David Bonderman and James G. Coulter are directors, officers and sole shareholders of
each of i) TPG Advisors III, Inc., which is the general partner of TPG GenPar III, L.P., which is general partner of TPG
Partners III, L.P. which in turn is the managing member of TPG Newton III, LLC; and ii) TPG Advisors IV, Inc., which is the
general partner of TPG GenPar IV, L.P., which in turn is a) the general partner of TPG Partners IV, L.P. and b) the managing
member of TPG Newton Co-Invest I, LLC. By virtue of their position in relation to the TPG Entities, Mr. Bonderman and
Mr. Coulter may be deemed to have investment powers and beneficial ownership with respect to the securities described
herein. Neither Mr. Coslet nor Ms. Wheeler has voting or dispositive power over any of the shares of common stock that may
be deemed to be beneficially owned by TPG Capital, L.P.
(3) Includes the 1,000,000 shares owned by Newton Holding, LLC over which Warburg Pincus Private Equity VIII, L.P.,
Warburg Pincus Netherlands Private Equity VIII, C.V. I, Warburg Pincus Germany Private Equity VIII K. G.
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