Voya 2013 Annual Report Download - page 465

(7) Mr. Boers resigned from the Board effective March 25, 2014. As of March 1, 2014, Mr. Boers was the
beneficial owner of 80,157 shares of ING Group, at that time our majority shareholder, which represent less
than 1% of the outstanding ordinary shares of ING Group. These shares consist of 2,907 ordinary shares,
74,189 shares issuable upon the exercise of currently exercisable options and 3,061 deferred shares that have
vested (but have been deferred until March 27, 2014).
(8) Mr. Flynn purchased 2,350 shares of common stock of the Company in our IPO. As of March 1, 2014,
Mr. Flynn was the beneficial owner of 85,084 shares of ING Group, at that time our majority shareholder,
which represent less than 1% of the outstanding ordinary shares of ING Group. These shares consist of
ordinary shares.
(9) Mr. Griswell purchased 5,100 shares of common stock of the Company in our IPO.
(10) Mr. Harryvan resigned from the Board effective March 25, 2014. As of March 1, 2014, Mr. Harryvan was
the beneficial owner of 190,088 shares of ING Group, at that time our majority shareholder, which represent
less than 1% of the outstanding ordinary shares of ING Group. These shares consist of 8,250 ordinary shares
and 181,838 shares issuable upon the exercise of currently exercisable options.
(11) In connection with his Deal Incentive Award, Mr. Hubbell received 2,565 restricted stock units. See
“Item 11. Executive Compensation—Director Summary Compensation Table”. Mr. Hubbell purchased
5,100 shares of common stock of the Company in our IPO. As of March 1, 2014, Mr. Hubbell was the
beneficial owner of 627,153 shares of ING Group, at that time our majority shareholder, which represent
less than 1% of the outstanding ordinary shares of ING Group. These shares consist of 201,128 ordinary
shares owned directly by Mr. Hubbell, 262,002 ordinary shares owned indirectly by Mr. Hubbell through
family and charitable trusts and 164,023 shares issuable upon the exercise of currently exercisable options.
(12) As of March 1, 2014, Mr. Koemans was the beneficial owner of 90,364 shares of ING Group, at that time
our majority shareholder, which represent less than 1% of the outstanding ordinary shares of ING Group.
These shares consist of 12,913 ordinary shares, 70,406 shares issuable upon the exercise of currently
exercisable options and 7,045 deferred shares that have vested (but with respect to which settlement of
5,684 shares has been deferred until March 27, 2014 and settlement of 1,361 shares has been deferred until
March 28, 2014).
(13) As of March 1, 2014, Mr. Nagel was the beneficial owner of 147,474 shares of ING Group, at that time our
majority shareholder, which represent less than 1% of the outstanding ordinary shares of ING Group. These
shares consist of 60,901 ordinary shares, 77,447 shares issuable upon the exercise of currently exercisable
options and 9,126 deferred shares that have vested (but with respect to which settlement of 2,207 shares has
been deferred until March 28, 2014, settlement of 2,336 shares has been deferred until May 16, 2017,
settlement of 1,188 shares has been deferred until May 16, 2017 and settlement of 3,395 shares has been
deferred until May 15, 2018).
(14) Mr. Zwiener purchased 5,100 shares of common stock of the Company in our IPO.
(15) In connection with their Deal Incentive Awards, certain of our directors and executive officers received
541,454 restricted stock units, which represent less than 1% of our outstanding common stock. As of
March 1, 2014, our directors, executive officers and director nominees were the beneficial owners of
1,586,252 shares of ING Group, at that time our majority shareholder, which represent less than 1% of the
outstanding ordinary shares of ING Group. These shares consist of 400,400 directly owned ordinary shares,
262,002 ordinary shares owned indirectly through family and charitable trusts, 300 ordinary shares owned
by immediate family members, 901,343 shares issuable upon the exercise of currently exercisable options,
19,232 deferred shares, and 2,975 shares which reflect units in the Company’s 401(k) plan that may be
settled in ordinary shares following a termination of employment.
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