Voya 2013 Annual Report Download - page 464

Unless otherwise indicated, the address of each beneficial owner presented in the table below is c/o Voya
Financial, Inc., 230 Park Avenue, New York, New York 10169.
Shares of Common Stock
Beneficially Owned
Name and Address of Beneficial Owners
Number
of
Shares
Percentage
of Class
ING Groep N.V.(1) .................................... 147,848,227 57%
Named executive officers and directors (13 persons)
Rodney O. Martin, Jr.(2) ............................ 185,483 *
Alain M. Karaoglan(3) .............................. 65,721 *
Ewout L. Steenbergen(4) ............................ 30,491 *
Mary E. Beams(5) ................................. 62,785 *
Jeffrey T. Becker(6) ................................ 35,836 *
Johannes (“John”) M.M. Boers(7) ..................... — *
Patrick G. Flynn(8) ................................ 2,350 *
J. Barry Griswell(9) ................................ 5,100 *
Dirk (“Dick”) H. Harryvan(10) ....................... — *
Frederick S. Hubbell(11) ............................ 7,664 *
Hendricus (“Henny”) A. Koemans(12) ................. — *
Willem (“Wilfred”) F. Nagel(13) ...................... — *
David Zwiener(14) ................................. 5,100 *
All executive officers and directors (17 persons)(15) ......... 585,054 *
* Less than 1%
(1) As of March 25, 2014, ING Group owns 110,117,374 shares, or approximately 43%, of our outstanding
common stock. The principal business address of ING Group is Bijlmerplein 888, 1102 MG Amsterdam,
The Netherlands. Prior to September 30, 2013, ING Group held its shares in the Company through ING
Insurance International B.V., an indirect wholly owned subsidiary of ING Group.
(2) In connection with his Deal Incentive Award, Mr. Martin received 205,128 restricted stock units. See “Item
11. Executive Compensation—Employment Agreements—Employment Agreement of Mr. Martin”.
Mr. Martin purchased 5,100 shares of common stock of the Company in our IPO.
(3) In connection with his Deal Incentive Award, Mr. Karaoglan received 68,376 restricted stock units. See
“Item 11. Executive Compensation—Employment Agreements—Employment Agreement of
Mr. Karaoglan”. Mr. Karaoglan purchased 5,100 shares of common stock of the Company in our IPO.
(4) In connection with his Deal Incentive Award, Mr. Steenbergen received 41,026 restricted stock units. See
“Item 11. Executive Compensation—Compensation of Named Executive Officers—Grants of Plan Based
Awards—Deal Incentive Awards”. Mr. Steenbergen purchased 2,350 shares of common stock of the
Company in our IPO. As of March 1, 2014, Mr. Steenbergen was the beneficial owner of 32,711 shares of
ING Group, at that time our majority shareholder, which represent less than 1% of the outstanding ordinary
shares of ING Group. These shares consist of 284 ordinary shares and 32,427 shares issuable upon the
exercise of currently exercisable options.
(5) In connection with her Deal Incentive Award, Ms. Beams received 76,923 restricted stock units. See “Item
11. Executive Compensation—Employment Agreements—Employment Agreement of Ms. Beams”.
Ms. Beams purchased 5,100 shares of common stock of the Company in our IPO.
(6) In connection with his Deal Incentive Award, Mr. Becker received 41,026 restricted stock units. See “Item
11. Executive Compensation—Compensation of Named Executive Officers—Grants of Plan Based
Awards—Deal Incentive Awards”. Mr. Becker purchased 5,100 shares of common stock of the Company in
our IPO. As of March 1, 2014, Mr. Becker was the beneficial owner of 50,318 shares of ING Group, at that
time our majority shareholder, which represent less than 1% of the outstanding ordinary shares of ING
Group. These shares consist of 511 ordinary shares, 48,062 shares issuable upon the exercise of currently
exercisable options and 1,732 shares which reflect units in the Company’s 401(k) plan that may be settled in
ordinary shares following a termination of employment.
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