Voya 2013 Annual Report Download - page 452

Option Awards Stock Awards
Name
Number of
Securities
Underlying
Unexercised
Options
Exercisable
Number of
Securities
Underlying
Unexercised
Options
Unexercisable
Equity
Incentive
Plan
Awards:
Number of
Securities
Underlying
Unexercised
Unearned
Options
Option
Exercise
Price
Option
Expiration
Date
Number
of
Shares
or
Units
of
Stock
That
Have
Not
Vested
Market
Value of
Shares or
Units of
Stock That
Have Not
Vested(1)
Equity
Incentive
Plan
Awards:
Number of
Unearned
Shares,
Units or
Other
Rights
That
Have Not
Vested
Equity
Incentive
Plan Awards:
Market or
Payout
Value of
Unearned
Shares,
Units or
Other Rights
That Have
Not
Vested(1)
Jeffrey T. Becker ......
7,814(7) €14.37 3/15/2014
10,816 €17.88 3/30/2015
8,479 €25.16 3/23/2016
7,124 €24.72 3/22/2017
13,829 €16.66 3/13/2018
6,939(8) $ 97,215
9,068(9) $ 127,043
27,479(11) $ 384,981
21,691(2) $303,891
22,014(3) $ 308,416
32,380(12) $ 453,644
13,889(4) $ 488,198
14,763(4) $ 518,919
14,126(13) $ 496,529
20,513(10) $ 721,032
(1) The market value of Voya Financial, Inc. equity awards was determined by multiplying $35.15, the closing price of a share of Voya
Financial, Inc. common stock, as reported by the NYSE, on December 31, 2013, by the number of shares or units; and the market
value of ING Group equity awards was determined by multiplying $14.01, the closing price per ADS of ING Group ADS, as reported
by the NYSE on December 31, 2013, by the number of shares or units.
(2) Represents performance shares of ING Group. One half of such shares vested on March 28, 2014 and the remaining shares are
scheduled to vest on March 28, 2015, based on the achievement of performance metrics that are determined prior to each vesting
cycle.
(3) Represents deferred shares of ING Group. One-half of such shares vested on March 28, 2014 and the remaining shares are scheduled
to vest on March 28, 2015.
(4) Represents RSUs of Voya Financial, Inc. One-half of such RSUs are scheduled to vest on March 27, 2015 and the remaining half is
scheduled to vest in equal amounts on March 27, 2016 and March 27, 2017.
(5) Represents RSUs of Voya Financial, Inc. awarded as deal incentive awards, which vest proportionately to the continued sell-down by
ING Group of Voya Financial, Inc., common stock.
(6) Represents performance shares of ING Group that are scheduled to vest on September 7, 2014, based on the achievement of
performance metrics that are determined prior to each vesting cycle.
(7) Option expired on March 15, 2014.
(8) Represents performance shares of ING Group that vested on March 30, 2014, based on the achievement of performance metrics that
are determined prior to each vesting cycle.
(9) Represents deferred shares of ING Group that vested on March 30, 2014.
(10) Represents RSUs of Voya Financial, Inc. awarded as deal incentive awards, and which vested on January 22, 2014.
(11) Represents ADS of ING Group issued under the Equity Plan that vested on January 1, 2014.
(12) Represents ADS of ING Group issued under the Equity Plan that are scheduled to vest on January 1, 2015.
(13) Represents RSUs of Voya Financial, Inc. that are scheduled to vest on January 1, 2016.
Equity-based awards of ING Group granted in 2012 and 2011 were made under the LSPP and the Equity Plan and
awards made in years before 2011 were made under the GSOP, the LEO Plan and the Equity Plan. All options shown on the
table above are options to acquire ordinary shares of ING Group and were issued under the GSOP and LEO plans.
30