Voya 2013 Annual Report Download - page 463

(1) For Mr. Hubbell, this amount includes, in addition to the annual equity grant referenced above, a Deal
Incentive Award of 2,564 RSUs, 50% of which vested on October 23, 2013 and 50% of which vested on
January 22, 2014, and is subject to a required holding period.
(2) Consists of matching charitable contributions.
(3) Mr. Harryvan resigned from the Board of Directors effective March 25, 2014.
Director Equity Awards
The following table sets forth outstanding equity awards held by each non-employee director as of
December 31, 2013.
Director Number of RSUs Outstanding
J. Barry Griswell 2,733
Dirk Harryvan(1) 2,733
Frederick S. Hubbell 5,297(2)
David Zweiner 2,733
(1) Mr. Harryvan resigned from the Board of Directors effective March 25, 2014.
(2) Includes RSUs held in respect of Mr. Hubbell’s Deal Incentive Award, which had fully vested by
January 22, 2014, but is subject to a required holding period.
Compensation Committee Interlocks and Insider Participation
There are no interlocking relationships between any member of our Compensation and Benefits Committee
and any of our executive officers that require disclosure under the applicable rules promulgated under the federal
securities laws.
During 2013, Willem F. Nagel, who is currently an officer of ING Group, the parent of the Company, and
Frederick S. Hubbell, who was previously an officer of ING Group, each served on the Compensation and
Benefits Committee.
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder
Matters.
As of March 25, 2014, ING Group owns 110,117,374 shares, or approximately 43%, of our outstanding
common stock. The Company is not aware of any other beneficial owner of 5% or more of the Company’s
outstanding common stock.
The following table presents information as of March 1, 2014 regarding the beneficial ownership of our
common stock by:
• all persons known by us to own beneficially more than 5% of our common stock;
• each of our named executive officers and directors as of such date; and
• all executive officers and directors as a group.
For purposes of the following table, beneficial ownership is determined in accordance with Rule 13d-3
under the Exchange Act, which includes in a person’s beneficial ownership any shares of common stock subject
to options held by that person that are currently exercisable or are exercisable within 60 days of March 1, 2014
but does not deem such shares to be outstanding for purposes of calculating any other person’s percentage
ownership of common stock.
41