Pentax 2004 Annual Report Download - page 68

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66
Investor Information
(As of March 31, 2004)
Listing of the Company’s Shares
First Section of the Tokyo Stock Exchange
Number of Shares of Common Stock
Authorized: 320,000,000 ( )
Issued: 116,124,405 ( )
Trading Unit
100 shares
Number of Shareholders
7,660
Breakdown of Shareholders
Acquisition, Disposal and Ownership by
the Company of Its Own Shares:
Acquisition of shares
Common stock: 3,962,711 shares
Aggregate acquisition price ¥32,905,737 thousand
Disposal of shares
Common stock: 55,894 shares
Aggregate loss in disposal ¥418,700 thousand
Number of shares owned by the Company at the end
of the fiscal year under review
Common stock: 4,857,867 shares
(Note) As of March 31, 2003, the Company owned 951,050
shares of its common stock.
Issuance of New Share Subscription Rights
Following the approval at the 65th Ordinary General Meeting of Shareholders, in connection with the
resolution of the Board of Directors, the Company issued new share rights on November 27, 2003 as
stock option. Details are disclosed as below:
Other corporate
investors
2.05%
Individuals,
Other
88.04%
Financial institutions
2.52%
Foreign investors
7.39%
Individuals, Other
15.88%
Other corporate
investors
1.59%
Financial institutions
32.08%
Foreign
investors
50.45%
Ownership >> Number of Shareholders >>
Principal Shareholders
Percentage
Shareholders Shareholdings of total
shares issued
1State Street Bank and Trust Company 9,925,863 8.54
2Japan Trustee Services Bank, Ltd. (Trust Account) 7,952,900 6.84
3The Chase Manhattan Bank N.A. London 7,084,580 6.10
4The Master Trust Bank of Japan, Ltd. (Trust Account) 7,053,400 6.07
5The Dai-ichi Mutual Life Insurance Company 5,765,300 4.96
6The Chase Manhattan Bank N.A. London SL Omnibus Account 4,861,752 4.18
7HOYA Corporation (Treasury stock) 4,857,867 4.18
8Nippon Life Insurance Company 4,139,847 3.56
9Mellon Bank Treaty Clients Omnibus 2,510,904 2.16
10 Mamoru Yamanaka 2,254,829 1.94
Above total 56,407,242 48.57
1. Number of new share subscription rights
the Company granted:
1,755 rights
2. Class and number of new shares to be
issued upon exercising of new share
subscription rights:
175,500 shares of common stock of the
Company
(100 shares for each new share subscrip-
tion right)
Common Stock Price Range
2003 2004
High Low High Low
Jan.–Mar. ¥ 8,620 ¥ 6,860 ¥10,890 ¥ 9,580
Apr.–June 8,450 6,690
July–Sept. 9,550 8,150
Oct.–Dec. 10,550 8,610
Transfer Agent of Common Stock
Handling Office
UFJ Trust Bank Ltd.
Corporate Agency Department
7-10-11 Higashisuna, Koto-ku,
Tokyo 137-8081, Japan
Tel. 03-5683-5111
3. Price of a new share subscription right: Free
of charge
4. Paid-in amount per share upon exercising
of a new share subscription right: ¥9,750
5. New share subscription period: From
October 1, 2004 to September 30, 2008
Maximum percentage of new share
subscription rights exercisable during each
period is fixed separately.
As of June 1, 2004, the Company retired 3,775,400 shares of its treasury stock, thereby reducing the number
of shares of common stock authorized and issued.
Third issue of new subscription rights for common stock
(Resolved by the Board of Directors on November 27, 2003)