Fujitsu 2011 Annual Report Download - page 146

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Capital: ¥324,625 million
Common Stock: Authorized: 5,000,000,000 shares
Issued: 2,070,018,213 shares
Number of Shareholders: 193,421
Principal Shareholders
Number of
shares held
(thousands)
Percentage of
shares held (%)
Fuji Electric Systems Co., Ltd. 114,623 5.54
State Street Bank and Trust Company
(Standing Proxy, The Hongkong and Shanghai
Banking Corporation Limited Tokyo Branch) 105,322 5.09
The Master Trust Bank of Japan, Ltd. (for trust) 98,753 4.77
Fuji Electric Holdings Co., Ltd. 95,957 4.64
Japan Trustee Services Bank, Ltd. (for trust) 95,257 4.60
Japan Trustee Services Bank, Ltd. (for trust 9) 48,051 2.32
Asahi Mutual Life Insurance Company 41,389 2.00
SSBT OD05 OMNIBUS ACCOUNT – TREATY CLIENTS
(Standing Proxy, The Hongkong and Shanghai
Banking Corporation Limited Tokyo Branch) 40,411 1.95
Fujitsu Employee Shareholding Association 38,407 1.86
Mizuho Corporate Bank, Ltd. 32,654 1.58
Total 710,828 34.30
Notes: 1. The shares held by The Master Trust Bank of Japan, Ltd. (for
trust), Japan Trustee Services Bank, Ltd. (for trust), and Japan
Trustee Services Bank, Ltd. (for trust 9), are related to the insti-
tutions’ trust businesses.
2. Of the shares held by Fuji Electric Systems Co., Ltd., and Fuji
Electric Holdings Co., Ltd., 98,775 thousand shares and 2,707
thousand shares, respectively, are trust assets entrusted to
Mizuho Trust & Banking Co., Ltd., and re-trusted to Trust &
Custody Services Bank, Ltd., as retirement benefit trust assets.
The voting rights attached to these shares are exercised upon
instructions of the respective shareholders. The Fujitsu shares
held by Fuji Electric Holdings Co., Ltd. and its consolidated
subsidiaries total 231,872 thousand shares (which accounts for
11.20% of outstanding shares), and includes 119,112 thousand
shares held in the form of retirement benefit trust assets.
3. Of the shares held by the Mizuho Corporate Bank, Ltd., 212 thousand
shares are trust assets entrusted to Mizuho Trust & Banking Co., Ltd.,
and re-trusted to Trust & Custody Services Bank, Ltd. as retirement
benefit trust assets. The voting rights attached to these shares are
exercised upon instructions of Mizuho Corporate Bank, Ltd.
4. Citigroup Global Markets Japan Inc., in conjunction with two affili-
ates, submitted a change in large shareholding report dated June
7, 2010 to the Director General of the Kanto Local Finance Bureau
containing information that the companies were obligated to
report as of May 31, 2010. Because Fujitsu was unable to verify the
effective shareholdings listed in the change in large shareholding
report regarding its shares, as of the fiscal year-end, the companies
have not been included in the above list of principal shareholders.
The details of the change in shareholding report are as follows:
Shareholders
Number of
shares held
(thousands)
Percentage of
total shares
outstanding (%)
Citigroup Global Markets Japan Inc. 111,323 5.10
Citigroup Global Markets Limited 450 0.02
Citigroup Global Markets Inc. 2 0.00
Total 111,776 5.12
The number of shares held includes 111,111 thousand residual
shares issuable upon the exercise of warrants.
Citigroup Global Markets Japan Inc. submitted a change in large
shareholding report dated June 6, 2011 to the Director General
of the Kanto Local Finance Bureau containing information that
the company was obligated to report as of May 31, 2011, but
Fujitsu was unable to verify the effective shareholdings of
Citigroup Global Markets Japan Inc. The details of the change in
shareholding report are as follows:
Shareholders
Number of
shares held
(thousands)
Percentage of
total shares
outstanding (%)
Citigroup Global Markets Japan Inc. 592 0.03
Total 592 0.03
5. Fuji Electric Co., Ltd. and four of its affiliates jointly submitted a
change in large shareholding report dated April 8, 2011 to the
Director General of the Kanto Local Finance Bureau containing
information that the companies were obligated to report as of
April 1, 2011, but Fujitsu was unable to verify the effective
shareholdings listed in the change in large shareholding report
regarding its shares. Based on the change in shareholding
report, Fujitsu judged that Fuji Electric Co., Ltd. was a major
shareholder, and on April 8, 2011 submitted an extraordinary
report to the Director General of the Kanto Local Finance Bureau.
The details of the change in shareholding report are as follows:
Shareholders
Number of
shares held
(thousands)
Percentage of
total shares
outstanding (%)
Fuji Electric Co., Ltd. 210,581 10.17
Fuji Office & Life Service Co., Ltd. 3,404 0.16
Fuji Electric Retail Systems Co., Ltd. 13,574 0.66
Fuji Electric Systems Co., Ltd. — —
Fuji Electric Device Technology Co., Ltd. 4,235 0.20
Total 231,795 11.20
Corporate Headquarters:
Shiodome City Center
1-5-2 Higashi-Shimbashi
Minato-ku, Tokyo 105-7123, Japan
Telephone: [phone]
Transfer Agent:
Mitsubishi UFJ Trust and Banking Corporation
4-5, Marunouchi 1-chome
Chiyoda-ku, Tokyo 100-8212, Japan
Stock Exchange Listings:
Japan: Tokyo, Osaka, Nagoya
Overseas: London
Independent Auditors:
Ernst & Young ShinNihon LLC
Shareholder Information:
For further information, please contact:
Fujitsu Limited
Public & Investor Relations
Telephone: [phone]
Facsimile: [phone]
http://www.fujitsu.com/global/about/ir/
SHAREHOLDERS’ DATA
(As of March 31, 2011)
Equity Shareholdings by Type of Shareholder
* The 119,112 thousand shares of Fujitsu Limited stock held by Fuji Electric Holdings
Co., Ltd. and its consolidated subsidiaries as retirement benefit trust assets are
categorized under the shareholdings of “Other Japanese Corporations.”
23.13%27.18%13.53%36.16%
Other
Japanese
Corporations
Japanese Financial
Institutions and
Securities Firms
Foreign Institutions
and Individuals
Japanese Individuals
and Others
144 FUJITSU LIMITED ANNUAL REPORT 2011