Autodesk 2007 Annual Report Download - page 231

171
2007 Annual Report
ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND
RELATED STOCKHOLDER MATTERS
Security Ownership Of Certain Beneficial Owners And Management
The following table sets forth certain information concerning the beneficial ownership of Autodesk’s
Common Stock as of March 30, 2007, for each person or entity who is known by the Company to own
beneficially more than 5% of the outstanding shares of our Common Stock, each of the Company’s
directors, each of the executive officers named in the Summary Compensation Table on page 157 and all
directors and executive officers of the Company as a group.
5% Stockholders, Directors and Officers (1)
Common Stock
Beneficially
Owned (2)
Percentage
Beneficially
Owned (3)
Principal Stockholders:
ClearBridge Advisors, LLC (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12,339,560 5.4%
T. Rowe Price Associates, Inc. (5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18,251,701 7.9%
TCW Asset Management Co. (6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15,918,552 6.9%
Non-Employee Directors:
Mark A. Bertelsen (7).............................................. 149,999 *
Crawford W. Beveridge (8)......................................... 154,634 *
J. Hallam Dawson (9).............................................. 229,248 *
Michael J. Fister (10) .............................................. 166,441 *
Per-Kristian Halvorsen (11)......................................... 153,843 *
Steven L. Scheid (12) .............................................. 69,472 *
Mary Alice Taylor (13) ............................................. 271,178 *
Larry W. Wangberg (14)............................................ 171,719 *
Named Executive Officers:
Carol A. Bartz (15)................................................. 3,727,994 1.6%
Carl Bass (16)..................................................... 596,583 *
George M. Bado (17) .............................................. 160,936 *
Alfred J. Castino (18) .............................................. 295,541 *
Jan Becker (19).................................................... 519,297 *
All directors and current executive officers as
a group (20 persons) (20). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7,403,739 3.2%
* Represents less than one percent (1%) of the outstanding Common Stock.
(1) Unless otherwise indicated in their respective footnote, the address for each listed person is c/o
Autodesk, Inc., 111 McInnis Parkway, San Rafael, California 94903.
(2) The number and percentage of shares beneficially owned is determined in accordance with Rule 13d-3
of the Exchange Act, and the information is not necessarily indicative of beneficial ownership for any
other purpose. Under such rule, beneficial ownership includes any shares over which the individual or
entity has the right to acquire within 60 days of March 30, through the exercise of any stock option
or other right. Unless otherwise indicated in the footnotes, each person or entity has sole voting and
investment power (or shares such powers with his or her spouse) with respect to the shares shown as
beneficially owned.
(3) The total number of shares of Common Stock outstanding as of March 30, 2007 was 231,165,564.