INTL FCStone 2011 Annual Report Download - page 88

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INTL FCSTONE INC.Form10K74
PART II
ITEM 8 Consolidated Financial Statements and Supplementary Data
e Company has recorded unrealized gains of $0.2million, net
of income tax expense of $0.1million related to U.S. government
obligations and corporate bonds classifi ed as available-for-sale
securities in OCI as of September30,2011. e following
tables summarize the amortized cost basis, the aggregate fair
value and gross unrealized holding gains and losses of the
Company’s investment securities classifi ed as available-for-sale
as of September30,2011 and September30,2010:
September30,2011
Amounts included in  nancial instruments owned:
(in millions)
Amortized
Cost
UnrealizedHolding(1) Estimated
FairValueGains (Losses)
U.S. government obligations $ 0.5 $ — $ — $ 0.5
Corporate bonds 5.0 — — 5.0
$ 5.5 $  $  $ 5.5
(1) Unrealized gain/loss on financial instruments owned as of September30,2011, is less than $0.1million.
Amounts included in deposits with and receivables from exchange-clearing organizations:
(in millions)
Amortized
Cost
UnrealizedHolding Estimated
Fair ValueGains (Losses)
U.S. government obligations $ 440.6 $ 0.1 $ — $ 440.7
Mortgage-backed securities 8.3 0.2 — 8.5
$ 448.9 $ 0.3 $ $ 449.2
September30,2010
Amounts included in  nancial instruments owned:
(in millions)
Amortized
Cost
UnrealizedHolding(1) Estimated
Fair ValueGains (Losses)
U.S. government obligations $ 5.0 $ — $ — $ 5.0
Corporate bonds 5.1 — — 5.1
$ 10.1 $  $  $ 10.1
(1) Unrealized gain/loss on financial instruments owned as of September30,2010, is less than $0.1million.
Amounts included in deposits with and receivables from exchange-clearing organizations:
(in millions)
Amortized
Cost
UnrealizedHolding Estimated
Fair ValueGains (Losses)
U.S. government obligations $ 936.0 $ 0.4 $ — $ 936.4
Mortgage-backed securities 10.1 — (0.1) 10.0
$ 946.1 $ 0.4 $ (0.1)$ 946.4
As of September30,2011 and September30,2010, investments in debt securities classifi ed as available-for-sale (AFS) mature as follows:
September30,2011
(in millions)
Due in Estimated
Fair ValueLessthan1year 1yearormore
U.S. government obligations $ 441.2 $ — $ 441.2
Corporate bonds 5.0 — 5.0
Mortgage-backed securities — 8.5 8.5
$ 446.2 $ 8.5 $ 454.7
September30,2010
(in millions)
Due in Estimated
FairValueLessthan1year 1yearormore
U.S. government obligations $ 876.0 $ 65.4 $ 941.4
Corporate bonds — 5.1 5.1
Mortgage-backed securities — 10.0 10.0
$ 876.0 $ 80.5 $ 956.5