INTL FCStone 2011 Annual Report Download - page 65

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INTL FCSTONE INC.Form10K 51
PARTII
ITEM 8 Consolidated Financial Statements and Supplementary Data
Report of Independent Registered Public Accounting Firm
e Board of Directors and Stockholders
INTLFCStoneInc.:
We have audited the accompanying consolidated balance sheets
of INTLFCStoneInc. and subsidiaries (theCompany) as of
September30,2011 and 2010, and the related consolidated
statements of income, stockholders’ equity, and cash fl ows for each
of the years in the two-year period ended September30,2011.
In connection with our audits of the consolidated fi nancial
statements, we also have audited the accompanying fi nancial
statement schedules. ese consolidated fi nancial statements
and fi nancial statement schedule are the responsibility of the
Company’s management. Our responsibility is to express an
opinion on these consolidated fi nancial statements and fi nancial
statement schedules based on our audits.
We conducted our audits in accordance with the standards of the
Public Company Accounting Oversight Board (UnitedStates).
ose standards require that we plan and perform the audit to
obtain reasonable assurance about whether the fi nancial statements
are free of material misstatement. An audit includes examining,
on a test basis, evidence supporting the amounts and disclosures
in the fi nancial statements. An audit also includes assessing the
accounting principles used and signifi cant estimates made by
management, as well as evaluating the overall fi nancial statement
presentation. We believe that our audits provide a reasonable
basis for our opinion.
In our opinion, the consolidated fi nancial statements referred
to above present fairly, in all material respects, the fi nancial
position of the Company as of September30,2011 and 2010,
and the results of its operations and its cash fl ows for each of
the years in the two-year period ended September30,2011, in
conformity with U.S.generally accepted accounting principles.
Also in our opinion, the related fi nancial statement schedules,
when considered in relation to the basic consolidated fi nancial
statements taken as a whole, present fairly, in all material respects,
the information set forth therein.
We also have audited, in accordance with the standards of the
Public Company Accounting Oversight Board (UnitedStates),
the Company’s internal control over fi nancial reporting as of
September30,2011, based on criteria established in Internal
Control- Integrated Framework issued by the Committee of
Sponsoring Organizations of the Treadway Commission (COSO),
and our report dated December14,2011 expressed an unqualifi ed
opinion on the eff ectiveness of the Company’s internal control
over fi nancial reporting.
/s/ KPMG LLP
Kansas City, Missouri
December14,2011
Report of Independent Registered Public Accounting Firm
To t h e B o a r d o f D i r e c t o r s a n d S t o c k h o l d e r s o f I N T L F C St o n e In c .:
We have audited the accompanying consolidated income
statement, statement of stockholders’ equity, and cash fl ows of
INTLFCStoneInc. and Subsidiaries (collectively, the “Company”)
for the year ended September30,2009. ese consolidated
fi nancial statements are the responsibility of the Company’s
management. Our responsibility is to express an opinion on these
consolidated fi nancial statements based on our audit.
We conducted our audit in accordance with the standards of the
Public Company Accounting Oversight Board (UnitedStates).
ose standards require that we plan and perform the audit to
obtain reasonable assurance about whether the fi nancial statements
are free of material misstatement. Our audit of the consolidated
fi nancial statements included examining, on a test basis, evidence
supporting the amounts and disclosures in the consolidated
fi nancial statements, assessing the accounting principles used and
signifi cant estimates made by management, as well as evaluating
the overall fi nancial statement presentation. We believe that our
audit provides a reasonable basis for our opinion.
In our opinion, the consolidated fi nancial statements referred
to above present fairly, in all material respects, the results of its
operations and its cash fl ows of the Company for the year ended
September30,2009, in conformity with accounting principles
generally accepted in the UnitedStates of America.
Our audit was conducted for the purpose of expressing an opinion
on the basic consolidated fi nancial statements taken as a whole.
e accompanying fi nancial statement schedules are presented
for the purpose of additional analysis. e fi nancial statement
schedules have been subjected to the auditing procedures applied
in the audit of the basic fi nancial statement and, in our opinion,
is fairly stated in all material respects, in relation to the basic
consolidated fi nancial statements taken as a whole.
/s/ Rothstein, Kass & Company, P.C.
Roseland, New Jersey
December14,2009