INTL FCStone 2011 Annual Report Download - page 41

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INTL FCSTONE INC.Form10K 27
PARTII
ITEM 6 Selected Financial Data
(in millions, except share and per share amounts)
Year Ended September30,
2011 2010 2009 2008 2007
Earnings (loss) per share:
Basic $ 2.07 $ 0.31 $ 3.11 $ 3.30 $ (0.56)
Diluted $ 1.96 $ 0.30 $ 2.80 $ 2.95 $ (0.56)
Number ofshares:
Basic 17,618,085 17,306,019 8,895,697 8,434,976 8,086,837
Diluted 18,567,454 17,883,233 10,182,586 9,901,706 8,086,837
Selected Balance Sheet Information:
Total assets $ 2,635.7 $ 2,021.7 $ 1,555.7 $ 438.0 $ 361.2
Convertible notes $ — $ 16.7 $ 16.7 $ 16.8 $ 24.9
Stockholders’ equity $ 296.3 $ 241.3 $ 238.8 $ 74.8 $ 35.6
ADJUSTED NONGAAP FINANCIAL INFORMATION UNAUDITED
(in millions, except Employees)
Year Ended September30,
2011 2010 2009 2008 2007
U.S. GAAP Data:
Operating revenues $ 423.2 $ 269.0 $ 90.6 $ 114.9 $ 45.7
Income from continuing operations, before tax $ 59.5 $ 17.9 $ 13.3 $ 42.3 $ (10.2)
Net income (loss) attributable to INTLFCStoneInc.
commonstockholders(a) $ 37.3 $ 5.4 $ 27.6 $ 27.8 $ (4.5)
Stockholders’ equity(a) $ 296.3 $ 241.3 $ 238.8 $ 74.8 $ 35.6
Adjusted Non-GAAP Data (Unaudited):
Data adjusted (on a marked-to-market basis):
Operating revenues as stated above $ 423.2 $ 269.0 $ 90.6 $ 114.9 $ 45.7
Marked-to-market adjustment (non-GAAP) (8.4) 6.0 6.9 (26.9) 23.4
Adjusted operating revenues, marked-to-market (non-GAAP) $ 414.8 $ 275.0 $ 97.5 $ 88.0 $ 69.1
Income from continuing operations, before tax, as stated above $ 59.5 $ 17.9 $ 13.3 $ 42.3 $ (10.2)
Marked-to-market adjustment (non-GAAP) (8.4) 6.0 6.9 (26.9) 23.4
Adjusted income from continuing operations, before tax
(non-GAAP) $ 51.1 $ 23.9 $ 20.2 $ 15.4 $ 13.2
Net income attributable to INTLFCStoneInc.
commonstockholders, as stated above $ 37.3 $ 5.4 $ 27.6 $ 27.8 $ (4.5)
Marked-to-market adjustment (non-GAAP) (8.4) 6.0 6.9 (26.9) 23.4
Tax e ect at blended rate of 37.5% 3.2 (2.3) (2.5) 10.1 (8.8)
Adjusted net income attributable to INTLFCStoneInc.
common stockholders (non-GAAP) $ 32.1 $ 9.1 $ 32.0 $ 11.0 $ 10.1
Stockholders’ equity, as stated above $ 296.3 $ 241.3 $ 238.8 $ 74.8 $ 35.6
Cumulative marked-to-market adjustment (non-GAAP) 8.6 17.0 11.0 4.1 31.0
Tax e ect at blended rate of 37.5% (3.2) (6.4) (4.1) (1.6) (11.7)
Adjusted stockholders’ equity (non-GAAP) $ 301.7 $ 251.9 $ 245.7 $ 77.3 $ 54.9
Return on average adjusted stockholders’ equity (non-GAAP)(b) 11.6% 6.5% 16.0% 16.6% 21.6%
Other Data:
Employees(c) 904 729 625 195 170
Compensation and bene ts as a percentage
of adjusted operating revenues 42.6% 37.9% 41.2% 40.5% 41.2%
(a) Net income and stockholders’ equity for 2010 includes a $7.0million extraordinary loss resulting from purchase price adjustments and the correction of immaterial
errors related to the FCStone transaction. Net income and stockholders’ equity for 2009 includes an $18.5 million extraordinary gain related to the FCStone
transaction.
(b) Return on average adjusted stockholders’ equity for 2010 excludes the effect of the $7.0million extraordinary loss resulting from purchase price adjustments and the
correction of immaterial errors related to the FCStone transaction. Return on average adjusted stockholders’ equity for 2009 excludes the effect of an $18.5million
extraordinary gain related to the FCStone transaction.
(c) The number of employees listed in 2009 includes the number of employees of FCStone as of September30,2009.