INTL FCStone 2011 Annual Report Download - page 126

Download and view the complete annual report

Please find page 126 of the 2011 INTL FCStone annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 142

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140
  • 141
  • 142

INTL FCSTONE INC.Form10K112
PART III
ITEM 12 Security Ownership of Certain Benefi cial Owners and Management and Related Stockholder Matters
ITEM 12 Security Ownership of Certain Benefi cial
Owners and Management and Related
Stockholder Matters
Information relating to security ownership of certain bene cial
owners of our common stock and information relating to the
security ownership of our management will be included in the
2012 Proxy Statement and is incorporated herein by reference.
The following table provides information generally as of
September30,2011, the last day of scal2011, regarding
securities to be issued on exercise of stock options, and securities
remaining available for issuance under our equity compensation
plans that were in e ect during scal2011.
Plan Category
Number of securities
to be issued
upon exercise of
outstanding options,
warrants and rights
Weighted average
exercise price
of outstanding
options, warrants
and rights
Number of securities
remaining available
for future issuance
under equity
compensation plans
Equity compensation plans approved by stockholders 1,344,646 $ 21.05 750,481
Equity compensation plans not approved by stockholders — — —
TOTAL 1,344,646 $ 21.05 750,481
ITEM 13 Certain Relationships and Related
Transactions, and Director Independence
Information regarding certain relationships and related transactions and director independence will be included in the 2012 Proxy
Statement and is incorporated herein by reference.
ITEM 14 Principal Accountant Fees and Services
Information regarding principal accountant fees and services will be included in the 2012 Proxy Statement and is incorporated
herein by reference.