INTL FCStone 2011 Annual Report Download - page 13

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UNITEDSTATES
SECURITIES AND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM10K
ANNUAL REPORT PURSUANT TO SECTION13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
For the Fiscal Year Ended September30,2011
Commission File Number 000-23554
INTLFCSTONEINC.
(Exact name of registrant as specifi ed in its charter)
DELAWARE 592921318
(State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identifi cation No.)
708  ird Avenue, Suite 1500
NewYork, NY 10017
(Address of principal executive offi ces) (Zip Code)
(212) 485-3500
(Registrant’s telephone number, including area code)
SECURITIES REGISTERED UNDER SECTION12B OF THE EXCHANGE ACT:
Title of each class Name of each exchange on which registered
Common Stock, $.01 par value NASDAQ Global Market
SECURITIES REGISTERED UNDER SECTION12G OF THE EXCHANGE ACT:
NONE
Indicate by check mark YES NO
•
if the registrant is a well-known seasoned issuer, as de ned in Rule405 of the Securities Act.
•
if the registrant is not required to  le reports pursuant to Section13 or Section15(d) of the Act.
•whether the registrant (1) has  led all reports required to be led by Section13 or 15(d) of
the Securities Exchange Act of 1934 during the preceding 12months (or for such shorter
period that the registrant was required to  le such reports), and (2) has been subject to such
ling requirements for the past 90days.
•
whether the registrant has submitted electronically and posted on its corporate Web site, if
any, every Interactive Data File required to be submitted and posted pursuant to Rule405
of Regulation S-T (§232.405 of this chapter) during the preceding 12months (or for such
shorter period that the registrant was required to submit and post such  les).
•
if disclosure of delinquent  lers pursuant to Item405 of Regulation S-K is not contained
herein, and will not be contained, to the best of registrant’s knowledge, in de nitive proxy
or information statements incorporated by reference in PartIII of this Form10-K or any
amendment to this Form10-K.
•whether the registrant is a large accelerated  ler, an accelerated  ler, a non-accelerated  ler, or smaller reporting company.
Largeaccelerated ler Accelerated ler Non-accelerated  ler Smallerreportingcompany
•whether the registrant is a shell company (as de ned in Rule12b-2 of the Exchange Act).
As of March31,2011, the aggregate market value of the common stock held by non-a liates of the registrant was
approximately $295.7million.
As of December9,2011, there were 18,742,025shares of the registrant’s common stock outstanding.
DOCUMENT INCORPORATED BY REFERENCE
Certain portions of the de nitive Proxy Statement for the Registrant’s Annual Meeting of Stockholders to be held on
February23,2012 are incorporated by reference into PartIII of this Annual Report on Form10-K.