LeapFrog 2015 Annual Report Download - page 5

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K
(Mark One)
嘺ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended March 31, 2015
OR
□TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from to
Commission File Number 001-31396
LeapFrog Enterprises, Inc.
(Exact name of registrant as specified in its charter)
DELAWARE 95-4652013
(State or other jurisdiction of
incorporation or organization)
(I.R.S. Employer
Identification No.)
6401 Hollis Street, Suite 100, Emeryville, California 94608-1463
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: 510-420-5000
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which registered
Class A common stock, par value $0.0001 per share New York Stock Exchange
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes 䡺No 嘺
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act. Yes 䡺No 嘺
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities
Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such
reports), and (2) has been subject to such filing requirements for the past 90 days. Yes 嘺No 䡺
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every
Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during
the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes 嘺No 䡺
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not
contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. □
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller
reporting company. See the definitions of ‘‘large accelerated filer,’’ ‘‘accelerated filer’’ and ‘‘smaller reporting company’’ in
Rule 12b-2 of the Exchange Act.
Large accelerated filer □Accelerated filer 嘺
Non-accelerated filer □(Do not check if a smaller reporting company) Smaller reporting company □
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes 䡺No 嘺
The aggregate market value of the common stock held by non-affiliates of the registrant as of September 30, 2014, calculated using
the closing sale price as of that day, was approximately $270.1 million. Shares of common stock held by each executive officer and
director of the registrant and by each person who is known by the registrant to own 5% or more of the outstanding voting power of
the registrant’s common stock have been excluded from this computation in that such persons may be deemed to be affiliates of the
registrant. This determination of affiliate status is not a conclusive determination for other purposes.
The number of shares of Class A common stock and Class B common stock, outstanding as of May 29, 2015, was 66,271,180 and
4,394,354 respectively.
DOCUMENTS INCORPORATED BY REFERENCE
The registrant has incorporated by reference in Part III of this Annual Report on Form 10-K portions of its definitive proxy statement
for the 2015 annual meeting of stockholders, to be filed with the Securities and Exchange Commission within 120 days after the end
of the fiscal year ended March 31, 2015.