LeapFrog 2015 Annual Report Download - page 138

(2) These percentages reflect the ownership of our Class A common stock and our Class B common stock on
an as-converted basis, assuming the conversion of all Class B common stock to Class A common stock
on a one-to-one basis.
(3) These percentages reflect the combined voting rights of our Class A common stock and our Class B
common stock. On all matters submitted to a vote of our stockholders, our Class A common stock
entitles its holders to one vote per share and our Class B common stock entitles its holders to ten votes
per share.
(4) Includes 1,789 shares of Class A common stock and 3,064,937 shares of Class B common stock held
directly by Mr. M. Milken and 11,579 shares of Class B common stock held indirectly by Mr. M. Milken
through Hampstead Associates, LLC, which are also beneficially owned by Mr. L. Milken and over
which Mr. M. Milken has shared voting and investment power. The address for Mr. M. Milken is
c/o Maron & Sandler, 1250 Fourth Street, Suite 550, Santa Monica, California 90401.
(5) The address for Ms. Milken is c/o Maron & Sandler, 1250 Fourth Street, Suite 550, Santa Monica,
California 90401.
(6) Includes 521,335 shares of Class B common stock held directly by Mr. L. Milken and 11,579 shares of
Class B common stock held indirectly by Mr. L. Milken through Hampstead Associates, LLC, which are
also beneficially owned by Mr. M. Milken and over which Mr. L. Milken has shared voting and
investment power. The address for Mr. L. Milken is c/o Maron & Sandler, 1250 Fourth Street, Suite 550,
Santa Monica, California 90401.
(7) Based solely on information provided in a Schedule 13G filed on February 4, 2015 by Franklin
Resources, Inc., Charles B. Johnson, Rupert H. Johnson, Jr. and Franklin Templeton Investments Corp.
The securities reported are beneficially owned by one or more open- or closed-end investment companies
or other managed accounts that are investment management clients of investments managers that are
direct and indirect subsidiaries of Franklin Resources, Inc. Charles B. Johnson and Rupert H. Johnson, Jr.
each own in excess of 10% of the outstanding common stock, and are the principal stockholders of
Franklin Resources, Inc. Under SEC rules and regulations, Franklin Resources, Inc. and its principal
stockholders may be deemed to be beneficial owners of securities held by persons and entities for whom
or for which Franklin Resources, Inc. subsidiaries provide investment management services. Franklin
Templeton Investments Corp. is reported as having sole voting and dispositive power over
3,962,850 shares and Franklin Advisory Services, LLC is reported as having sole voting and dispositive
power over 2,337,900 shares. Each of the reporting persons disclaims any pecuniary interest in any of the
securities reported therein. The address for Franklin Resources, Inc. is One Franklin Parkway, San Mateo,
California 94403-1906.
(8) Based solely on information provided in a Schedule 13G filed on February 10, 2015 by The Vanguard
Group. Vanguard Fiduciary Trust Company, a wholly-owned subsidiary of The Vanguard Group, Inc., is
the beneficial owner of 83,422 shares or 0.13% of the common stock outstanding of LeapFrog as a result
of its serving as investment manager of collective trust accounts. Vanguard Investments Australia, Ltd., a
wholly-owned subsidiary of The Vanguard Group, Inc., is the beneficial owner of 10,900 shares or less
than 0.01% of the common stock outstanding of LeapFrog as a result of its serving as investment
manager of Australian investment offerings. The address for The Vanguard Group is 100 Vanguard Blvd.,
Malvern, PA 19355.
(9) Based solely on information provided in a Schedule 13G filed on February 2, 2015, by BlackRock, Inc.
The address for BlackRock, Inc. is 55 East 52
nd
Street, New York, NY 10022.
(10) Includes 122,477 shares of Class A common stock issuable to Mr. Adams upon the exercise of options
that are exercisable within 60 days after May 31, 2015, and 20,000 shares of Class A common stock
issuable under restricted stock unit (‘‘RSU’’) awards that are scheduled to vest within 60 days after
May 31, 2015.
(11) Includes 293,020 shares of Class A common stock issuable to Mr. Ahearn upon the exercise of options
that are exercisable within 60 days after May 31, 2015, and 25,000 shares of Class A common stock
issuable under RSU awards that are scheduled to vest within 60 days after May 31, 2015.
(12) Includes 286,770 shares of Class A common stock issuable to Mr. Arthur upon the exercise of options
that are exercisable within 60 days after May 31, 2015, and 25,000 shares of Class A common stock
issuable under RSU awards that are scheduled to vest within 60 days after May 31, 2015.
(13) Includes 1,311,753 shares of Class A common stock issuable to Mr. Barbour upon the exercise of options
that are exercisable within 60 days after May 31, 2015.
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