Fujitsu 2009 Annual Report Download - page 132

* The 123,042 thousand shares of Fujitsu Limited stock held by Fuji Electric Hold-
ings Co., Ltd. and its consolidated subsidiaries as retirement benefit trust assets
are categorized under the shareholdings of “Other Japanese Corporations.”
23.53%28.35% 13.84% 34.28%
Equity Shareholdings by Type of Shareholder
Japanese Financial
Institutions and
Securities Firms
Other
Japanese
Corporations
Foreign Institutions
and Individuals
Japanese Individuals
and Others
Shareholders’ Data
(As of March 31, 2009)
Capital: ¥324,625 million
Common Stock: Authorized: 5,000,000,000 shares
Issued: 2,070,018,213 shares
Number of Shareholders: 201,818
Principal Shareholders
Number of
shares held
(thousands)
Percentage of
shares held
(%)
Japan Trustee Services Bank, Ltd. (for trust 4G) 122,789 5.93
The Master Trust Bank of Japan, Ltd. (for trust) 111,956 5.41
Japan Trustee Services Bank, Ltd. (for trust) 100,434 4.85
Fuji Electric Holdings Co., Ltd. 94,663 4.57
State Street Bank and Trust Company
(Standing proxy, Mizuho Corporate Bank, Ltd.
Kabutocho Custody & Proxy Department) 84,900 4.10
Fuji Electric Systems Co., Ltd. 81,868 3.95
Asahi Mutual Life Insurance Company 40,743 1.97
Mizuho Corporate Bank, Ltd. 32,654 1.58
Fujitsu Employee Shareholding Association 28,394 1.37
The Chase Manhattan Bank, N.A. London
Secs Lending Omnibus Account
(Standing proxy, Mizuho Corporate Bank, Ltd.
Kabutocho Custody & Proxy Department) 21,900 1.06
Total 720,303 34.80
Notes: 1. The shares held by Japan Trustee Services Bank, Ltd. (for trust 4G),
The Master Trust Bank of Japan, Ltd. (for trust), and Japan Trustee
Services Bank, Ltd. (for trust) are related to the institutions’ trust
business.
2. Of the shares held by Fuji Electric Holdings Co., Ltd. and Fuji Electric
Systems Co., Ltd., 1,412 thousand shares and 66,067 thousand shares,
respectively, are trust assets entrusted to Mizuho Trust & Banking Co.,
Ltd., and re-trusted to Trust & Custody Services Bank, Ltd., as retire-
ment benefit trust assets. The voting rights attached to these shares
are exercised upon instructions of the respective shareholders. From
confirmation based on the record of shareholders, the Fujitsu shares
held by the Fuji Electric Group in the form of retirement benefit trust
assets total 236,370 thousand shares (which accounts for 11.42% of
outstanding shares).
3. Of the shares held by the Mizuho Corporate Bank, Ltd., 212 thousand
shares are trust assets entrusted to Mizuho Trust & Banking Co., Ltd.,
and re-trusted to Trust & Custody Services Bank, Ltd. as retirement
benefit trust assets. The voting rights attached to these shares are
exercised upon instructions of Mizuho Corporate Bank, Ltd.
4. AllianceBernstein Japan Ltd., in conjunction with two affiliates, sub-
mitted a change in large shareholding report dated April 22, 2008 to
the Director General of the Kanto Local Finance Bureau containing
the following information that the companies were obligated to
report as of April 17, 2008. The details of the change in shareholding
report are as follows:
Shareholder
Number of
shares held
(thousands)
Percentage of
total shares
outstanding
(%)
AllianceBernstein L.P. 267,022 12.90
AXA Rosenberg Investment Management Ltd. 20,640 1.00
AllianceBernstein Japan Ltd. 6,236 0.30
Total 293,898 14.20
AllianceBernstein Japan Ltd. and two of its affiliates again jointly
submitted a change in large shareholding report dated August 27,
2008 to the Director General of the Kanto Local Finance Bureau con-
taining the following information which the companies were obli-
gated to report as of August 20, 2008. The details of the change in
shareholding report are as follows:
Shareholder
Number of
shares held
(thousands)
Percentage of
total shares
outstanding
(%)
AllianceBernstein L.P. 245,231 11.85
AXA Rosenberg Investment Management Ltd. 19,575 0.95
AllianceBernstein Japan Ltd. 5,501 0.27
Total 270,308 13.06
AllianceBernstein Japan Ltd. and two of its affiliates again jointly
submitted a change in large shareholding report dated November
28, 2008 to the Director General of the Kanto Local Finance Bureau
containing the following information which the companies were
obligated to report as of November 21, 2008. The details of the
change in shareholding report are as follows:
Shareholder
Number of
shares held
(thousands)
Percentage of
total shares
outstanding
(%)
AllianceBernstein L.P. 224,295 10.84
AXA Rosenberg Investment Management Ltd. 20,059 0.97
AllianceBernstein Japan Ltd. 6,351 0.31
Total 250,705 12.11
AllianceBernstein Japan Ltd., and two of its affiliates again jointly
submitted a change in large shareholding report dated February 13,
2009 to the Director General of the Kanto Local Finance Bureau con-
taining the following information that the companies were obli-
gated to report as of February 5, 2009. The Company cannot verify
the status of voting rights held by AllianceBernstein Japan Ltd. or its
two affiliates. However, the Company judged that based on this
report, these entities had sufficient voting rights to be viewed as
principal shareholders. Accordingly, the Company submitted an
extraordinary report to the Director General of the Kanto Local
Finance Bureau dated February 13, 2009. The details of the change in
shareholding report are as follows:
Shareholder
Number of
shares held
(thousands)
Percentage of
total shares
outstanding
(%)
AllianceBernstein L.P. 202,277 9.77
AXA Rosenberg Investment Management Ltd. 20,388 0.98
AllianceBernstein Japan Ltd. 5,950 0.29
Total 228,615 11.04
130 ANNUAL REPORT 2009
FUJITSU LIMITED