Ameriprise 2013 Annual Report Download - page 210

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Executive Offices
Ameriprise Financial Center
707 2nd Avenue South
Minneapolis, MN 55474
612.671.3131
7 World Trade Center
250 Greenwich Street, Suite 3900
New York, NY 10007
Information Available to
Shareholders
Copies of our company’s Annual
Report on Form 10-K, proxy
statement, press releases and other
documents, as well as information on
nancial results and products and
services, are available through the
Ameriprise Financial website at
ameriprise.com. Written copies of
these materials are available without
charge, upon written request to the
corporate secretary’s ofce.
Stock Exchange Listing
New York Stock Exchange
Symbol: AMP
Independent Registered Public
Accounting Firm
PricewaterhouseCoopers LLP
225 South 6th Street, Suite 1400
Minneapolis, MN 55402
Transfer Agent
Computershare Trust Company, N.A.
P.O. Box 43078
Providence, RI 02940
866.337.4999
(U.S. and Canada only)
781.575.3223 (International)
Email:
web.queries@computershare.com
Website:
computershare.com/investor
Annual Meeting
The 2014 Annual Meeting of
Shareholders of Ameriprise Financial
will be held at our Minneapolis
headquarters at 707 2nd Avenue
South, Minneapolis, MN 55474, on
Wednesday, April 30, 2014, at
11 a.m. Central time. A written or
audio transcript of the meeting will be
available upon written request to the
corporate secretary’s ofce. There
will be a modest charge to defray
production and mailing costs.
Shareholders
As of Feb. 14, 2014, there were
16,877 shareholders of record.
Copies of the Ameriprise Financial
Corporate Governance Guidelines,
as well as the charters of the four
standing committees of the Board of
Directors and the Ameriprise
Financial Company Code of Conduct,
are available on the company’s
website at ir.ameriprise.com. Our
website also provides important
information about how and when we
grant share-based compensation
such as stock options and restricted
stock, including the schedule of
grant dates for 2014. We provide a
copy of our Long-Term Incentive
Awards Policy on our website and
explain our policy for the approval of
grants on a date when the
Compensation and Benets
Committee of the Board of Directors
or our chairman and chief executive
ofcer is aware of material,
nonpublic information about our
company or its securities. Copies of
these materials are available without
charge, upon written request to the
corporate secretary’s ofce.
We led the Certications of our
chief executive ofcer and chief
nancial ofcer with the Securities
and Exchange Commission pursuant
to section 302 of the Sarbanes-
Oxley Act of 2002 as exhibits 31.1
and 31.2 respectively, to our Annual
Report on Form 10-K for the year
ended Dec. 31, 2013.
Shareholder and Investor Inquiries
Written shareholder inquiries may be
sent to:
Computershare Shareholder Services
P.O. Box 43078
Providence, RI 02940
or to:
Corporate Secretary’s Ofce
1098 Ameriprise Financial Center
Minneapolis, MN 55474
Written inquiries from the investment
community should be sent to:
Investor Relations
243 Ameriprise Financial Center
Minneapolis, MN 55474
Trademarks
The following trademarks and service
mark of Ameriprise Financial, Inc. and
its afliates appear in this report:
Ameriprise Financial®
Confident Retirement®
RiverSource TrioSourceSM
This report was printed using a
printer recognized by the Printing
Industry of Minnesota for its green
initiatives and is certified as a Very
Small Quantity Generator. The press
used to print the report emits no
volatile organic compounds.
General Information