Ameriprise 2013 Annual Report Download - page 17
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Ameriprise Financial, Inc.
Form 10-K
Index
Part I.
Item 1. Business ...................................................... 1
Item 1A. Risk Factors .................................................... 24
Item 1B. Unresolved Staff Comments .......................................... 39
Item 2. Properties ...................................................... 39
Item 3. Legal Proceedings ................................................. 40
Item 4. Mine Safety Disclosures ............................................. 41
Part II.
Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of
Equity Securities .................................................. 42
Item 6. Selected Financial Data ............................................. 43
Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations ..... 44
Item 7A. Quantitative and Qualitative Disclosures About Market Risk ....................... 91
Item 8. Financial Statements and Supplementary Data ............................... 98
Item 9. Changes in and Disagreements With Accountants on Accounting and Financial Disclosure .... 175
Item 9A. Controls and Procedures ............................................. 175
Item 9B. Other Information ................................................. 176
Part III.
Item 10. Directors, Executive Officers and Corporate Governance ......................... 176
Item 11. Executive Compensation ............................................. 178
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder
Matters ....................................................... 179
Item 13. Certain Relationships and Related Transactions, and Director Independence ............. 179
Item 14. Principal Accountant Fees and Services ................................... 179
Part IV.
Item 15. Exhibits and Financial Statement Schedules ................................ 179
Signatures ............................................................ 181
Condensed Financial Information of Registrant ...................................... F-2
Exhibit Index ........................................................... E-1