Ameriprise 2013 Annual Report Download - page 135
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investments that it does not consolidate is limited to its carrying value. The Company has no obligation to provide further
financial or other support to these structured investments nor has the Company provided any support to these structured
investments. See Note 5 for additional information about these structured investments.
During 2013, the Company consolidated three new investment entities and added two sub-funds to existing pooled
investment vehicles. In addition, three investment entities were liquidated in 2013.
Fair Value of Assets and Liabilities
The Company categorizes its fair value measurements according to a three-level hierarchy. See Note 14 for the definition
of the three levels of the fair value hierarchy.
The following tables present the balances of assets and liabilities held by consolidated investment entities measured at fair
value on a recurring basis:
December 31, 2013
Level 1 Level 2 Level 3 Total
(in millions)
Assets
Investments:
Corporate debt securities $ — $ 200 $ 2 $ 202
Common stocks 147 31 14 192
Other investments 3 33 — 36
Syndicated loans — 4,204 368 4,572
Total investments 150 4,468 384 5,002
Receivables — 32 — 32
Other assets — 13 1,936 1,949
Total assets at fair value $ 150 $ 4,513 $ 2,320 $ 6,983
Liabilities
Debt $ — $ — $ 4,804 $ 4,804
Other liabilities — 193 — 193
Total liabilities at fair value $ — $ 193 $ 4,804 $ 4,997
December 31, 2012
Level 1 Level 2 Level 3 Total
(in millions)
Assets
Investments:
Corporate debt securities $ — $ 251 $ 3 $ 254
Common stocks 91 32 14 137
Other investments — 57 — 57
Syndicated loans — 3,720 202 3,922
Total investments 91 4,060 219 4,370
Receivables — 77 — 77
Other assets — 2 1,214 1,216
Total assets at fair value $ 91 $ 4,139 $ 1,433 $ 5,663
Liabilities
Debt $ — $ — $ 4,450 $ 4,450
Other liabilities — 166 — 166
Total liabilities at fair value $ — $ 166 $ 4,450 $ 4,616
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