Ameriprise 2013 Annual Report Download - page 195

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William F. Truscott — CEO — Global Asset Management
Mr. Truscott (53) has been our CEO — Global Asset Management since September 2012. Prior to that time, Mr. Truscott
had served as CEO — U.S. Asset Management and President, Annuities since May 2010, as President — U.S. Asset
Management, Annuities and Chief Investment Officer since February 2008 and as President — U.S. Asset Management
and Chief Investment Officer since September 2005. Prior to that, Mr. Truscott served as Senior Vice President and Chief
Investment Officer of AEFC, a position he held since he joined the company in September 2001.
John R. Woerner — President — Insurance & Annuities and Chief Strategy Officer
Mr. Woerner (44) has been our President — Insurance and Annuities and Chief Strategy Officer since September 2012.
Prior to that time, he served as President — Insurance and Chief Strategy Officer since February 2008 and, as Senior Vice
President — Strategy and Business Development since September 2005. Prior to that, Mr. Woerner served as Senior Vice
President — Strategic Planning and Business Development of AEFC since March 2005. Prior to joining AEFC, Mr. Woerner
was a Principal at McKinsey & Co., where he spent approximately ten years serving leading U.S. and European financial
services firms, and co-led McKinsey’s U.S. Asset Management Practice.
CORPORATE GOVERNANCE
We have adopted a set of Corporate Governance Principles and Categorical Standards of Director Independence which,
together with the charters of the three standing committees of the Board of Directors (Audit; Compensation and Benefits;
and Nominating and Governance) and our Code of Conduct (which constitutes the Company’s code of ethics), provide the
framework for the governance of our company. A complete copy of our Corporate Governance Principles and Categorical
Standards of Director Independence, the charters of each of the Board committees, the Code of Conduct (which applies
not only to our Chief Executive Officer, Chief Financial Officer and Controller, but also to all other employees of our
company) and the Code of Business Conduct for the Members of the Board of Directors may be found by clicking the
‘‘Corporate Governance’’ link found on our Investor Relations website at ir.ameriprise.com. You may also access our
Investor Relations website through our main website at ameriprise.com by clicking on the ‘‘Investor Relations’’ link, which
is located at the bottom of the page. (Information from such sites is not incorporated by reference into this report.) You
may also obtain free copies of these materials by writing to our Corporate Secretary at our principal executive offices.
Item 11. Executive Compensation.
The following portions of the Proxy Statement are incorporated herein by reference:
information under the caption ‘‘Corporate Governance — Compensation and Benefits Committee — Compensation
Committee Interlocks and Insider Participation’’;
information included under the caption ‘‘Compensation of Executive Officers’’; and
information included under the caption ‘‘Compensation of Directors.’’
178