Harris Teeter 2012 Annual Report Download - page 99

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Outstanding Equity Awards at Fiscal Year-End for 2012
Stock Awards
Name
Number of
Shares or
Units of Stock
That Have
Not Vested
(#)(1)
Market Value
of Shares or
Units of Stock
That Have
Not Vested
($)(2)
Equity Incentive
Plan Awards:
Number of
Unearned Shares,
Units or Other
Rights That
Have Not Vested
(#)(3)
Equity Incentive Plan
Awards: Market or Payout
Value of Unearned Shares,
Units or Other Rights That
Have Not Vested
($)(4)
Thomas W. Dickson ................ 83,063 3,146,426 18,750 710,250
Frederick J. Morganthall, II ........ 42,625 1,614,635 10,000 378,800
John B. Woodlief .................. 37,407 1,416,977 7,500 284,100
Rodney C. Antolock ............... 25,750 975,410 5,500 208,340
Fred A. Jackson ................... —
TOTALS ......................... 188,845 7,153,449 41,750 1,581,490
(1) A vesting schedule for each unvested restricted stock award, including performance shares awards that have
been settled by payment of restricted stock due to the achievement of performance goals, is included herein:
Thomas W. Dickson Frederick J. Morganthall, II John B. Woodlief Rodney C. Antolock
Vesting Date
#of
Shares
Vesting Vesting Date
#of
Shares
Vesting Vesting Date
#of
Shares
Vesting Vesting Date
#of
Shares
Vesting
11/15/2012 5,312 11/15/2012 2,812 11/15/2012 2,656 11/15/2012 2,025
11/17/2012 3,750 11/17/2012 2,000 11/17/2012 1,500 11/17/2012 1,100
11/18/2012 7,874 11/18/2012 3,937 11/18/2012 3,374 11/18/2012 2,025
11/19/2012 5,625 11/19/2012 2,813 11/19/2012 2,813 11/19/2012 2,025
11/20/2012 5,312 11/20/2012 2,812 11/20/2012 2,656 11/20/2012 2,025
11/17/2013 3,750 11/17/2013 2,000 11/17/2013 1,500 11/17/2013 1,100
11/18/2013 7,875 11/18/2013 3,938 11/18/2013 3,375 11/18/2013 2,025
11/19/2013 5,625 11/19/2013 2,812 11/19/2013 2,812 11/19/2013 2,025
11/20/2013 5,313 11/20/2013 2,813 11/20/2013 2,657 11/20/2013 2,025
11/17/2014 3,750 11/17/2014 2,000 11/17/2014 1,500 11/17/2014 1,100
11/18/2014 7,875 11/18/2014 3,937 11/18/2014 3,375 11/18/2014 2,025
11/19/2014 5,626 11/19/2014 2,813 11/19/2014 2,813 11/19/2014 2,025
11/17/2015 3,750 11/17/2015 2,000 11/17/2015 1,500 11/17/2015 1,100
11/18/2015 7,876 11/18/2015 3,938 11/18/2015 3,376 11/18/2015 2,025
11/17/2016 3,750 11/17/2016 2,000 11/17/2016 1,500 11/17/2016 1,100
TOTAL 83,063 TOTAL 42,625 TOTAL 37,407 TOTAL 25,750
(2) Calculated by multiplying the unvested shares of restricted stock by $37.88, the closing market price of the
Company’s Common Stock on October 2, 2012, the last day in Fiscal 2012 (the “Closing Market Price”).
(3) Amounts shown are target number of shares of performance shares granted in Fiscal 2012, assuming the
Company meets or exceeds its operating profit projection, which are discussed in greater detail in the
“Compensation Discussion and Analysis” section. Once issued, these performance-based shares of restricted
stock vest 25% per year on each of the first four anniversaries of the date of the issuance.
(4) Calculated by multiplying the target number of shares of performance shares by the Closing Market Price.
31