Harris Teeter 2012 Annual Report Download - page 79

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Name
Stock Units Credited
Under Deferral Plan
John R. Belk ....................................................... 21,400
John P. Derham Cato .............................................. 17,165
James E. S. Hynes ................................................. 9,267
Anna Spangler Nelson ............................................. 25,774
Bailey W. Patrick .................................................. 16,718
Robert H. Spilman, Jr. ............................................. 13,208
Harold C. Stowe ................................................... 22,794
Isaiah Tidwell ...................................................... 16,935
William C. Warden, Jr. ............................................. 6,292
Total ............................................................ 149,553*
* This sum may vary from other Deferral Plan totals included
herein due to rounding.
(3) Includes 15,190 shares beneficially owned by Mr. Antolock, as to which he has sole voting and investment
power; 25,750 shares of restricted stock, as to which he has sole voting power, but no investment power; 5,500
performance shares that will be settled via restricted stock within sixty days of October 31, 2012, upon the
issuance of which he will have sole voting power, but no investment power; and 1,657 shares allocated to
his Retirement and Savings Plan account, as to which he has sole voting power, but no investment power except
to the extent diversification of such shares is permitted by the plan.
(4) Includes 6,783 shares beneficially owned by Mr. Belk, as to which he has sole voting and investment power;
and 4,000 shares that may be acquired upon the exercise of stock options that are currently exercisable, as
to which he would have sole voting and investment power upon acquisition.
(5) Represents 12,000 shares that may be acquired upon the exercise of stock options that are currently exercisable,
as to which Mr. Cato would have sole voting and investment power upon acquisition.
(6) Includes 201,728 shares beneficially owned by Mr. Dickson, as to which he has sole voting and investment
power; 11,138 shares allocated to his Retirement and Savings Plan account, as to which he has sole voting
power, but no investment power except to the extent diversification of such shares is permitted by the plan;
83,063 shares of restricted stock, as to which he has sole voting power, but no investment power; and 18,750
performance shares that will be settled via restricted stock within sixty days of October 31, 2012, upon the
issuance of which he will have sole voting power, but no investment power.
(7) Includes 14,473 shares beneficially owned by Mr. Morganthall, as to which he has sole voting and investment
power; 42,625 shares of restricted stock, as to which he has sole voting power, but no investment power; and
10,000 performance shares that will be settled via restricted stock within sixty days of October 31, 2012, upon
the issuance of which he will have sole voting power, but no investment power.
(8) Includes 17,000 shares beneficially owned by Ms. Nelson as to which she has sole voting and investment power;
2,000 shares that may be acquired upon the exercise of stock options that are currently exercisable, as to which
she would have sole voting and investment power upon acquisition; and 12,000 shares owned by a corporation
with respect to which she has shared voting and investment power and is deemed the beneficial owner.
(9) Includes 3,040 shares beneficially owned by Mr. Spilman as to which he has sole voting and investment power;
and 2,000 shares that may be acquired upon the exercise of stock options that are currently exercisable, as
to which he would have sole voting and investment power upon acquisition.
(10) Includes 1,000 shares beneficially owned by Mr. Stowe, as to which he has sole voting and investment power;
and 2,000 shares that may be acquired upon the exercise of stock options that are currently exercisable, as
to which he would have sole voting and investment power upon acquisition.
(11) Includes 4,000 shares that may be acquired upon the exercise of stock options that are currently exercisable,
as to which Mr. Tidwell would have sole voting and investment power upon acquisition.
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