Harris Teeter 2012 Annual Report Download - page 78

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Beneficial Ownership of Company Stock
The following table presents information regarding the beneficial ownership of the Common Stock, within
the meaning of applicable securities regulations, of all current directors and all nominees for director of the Company
and the executive officers named in the Summary Compensation Table for 2012 included herein, and of such
directors and executive officers of the Company as a group, all as of October 31, 2012. Except as otherwise indicated,
the persons named in the table have sole voting and investment power over the shares included in the table.
Name
Shares of
Common Stock
Beneficially
Owned (1)(2)
Percent
of Class
Rodney C. Antolock ............................... 48,097(3) *
John R. Belk ..................................... 10,783(4) *
John P. Derham Cato .............................. 12,000(5) *
Thomas W. Dickson ............................... 314,679(6) *
James E. S. Hynes ................................ 6,780 *
Fred A. Jackson .................................. 33,954 *
Frederick J. Morganthall, II ......................... 67,098(7) *
Anna Spangler Nelson ............................. 31,000(8) *
Mark S. Ordan ................................... — *
Bailey W. Patrick ................................. — *
Robert H. Spilman, Jr. ............................. 5,040(9) *
Harold C. Stowe .................................. 3,000(10) *
Isaiah Tidwell .................................... 4,000(11) *
William C. Warden, Jr. ............................. 15,000(12) *
John B. Woodlief ................................. 76,050(13) *
All current directors and executive officers as
a group (13 persons) ............................ 593,527(14) 1.2%
* Less than 1%
(1) The table includes shares allocated under the Retirement and Savings Plan to individual accounts of those
named persons and group members who participate in the plan, the voting of which is directed by such named
persons or group members, as appropriate.
(2) In accordance with Rule 13d-3 promulgated under the Exchange Act, the table does not include shares of
Common Stock that are deliverable in connection with the Deferral Plan. Pursuant to the Deferral Plan,
distributions under the Deferral Plan are paid in the form of Common Stock ninety days following the date
of termination of service as a director. As of October 31, 2012, the Company was authorized to deliver up
to 500,000 shares of Common Stock pursuant to the Deferral Plan and has delivered 20,986 shares to the
participating non-employee directors who have left the Board of Directors. Additionally there were 149,557
stock units reserved under the Deferral Plan for delivery to the current participating non-employee directors.
A more detailed discussion regarding the Deferral Plan is included elsewhere in this Proxy Statement under
the heading “Election of Directors — Directors’ Fees and Attendance”. The number of stock units that have
been credited to each of the participating non-employee directors as of October 31, 2012 is set forth herein:
10