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Table of Contents
STEIN MART, INC.
TABLE OF CONTENTS
This report contains forward-looking statements which are subject to certain risks, uncertainties or assumptions and may be affected by certain
factors, including but not limited to the specific factors discussed in Part I, Item 1A under “Risk Factors” and Item 3 under “Legal
Proceedings”; in Part II, Item 5 under “Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity
Securities”; and Part II, Item 7 under “Management’s Discussion and Analysis of Financial Condition and Results of Operations”. Wherever
used, the words “plan”, “expect”, “anticipate”, “believe”, “estimate” and similar expressions identify forward-looking statements. In addition,
except for historical facts, all information provided in Part II, Item 7A, under “Quantitative and Qualitative Disclosures About Market Risk”
should be considered forward-looking statements. Should one or more of these risks, uncertainties or other factors materialize, or should
underlying assumptions prove incorrect, actual results, performance or achievements of the Company may vary materially from any future
results, performance or achievements expressed or implied by such forward-looking statements.
Forward-looking statements are based on beliefs and assumptions of the Company’s management and on information currently available to
such management. Forward-looking statements speak only as of the date they are made, and the Company undertakes no obligation to publicly
update or revise its forward-looking statements in light of new information or future events. Undue reliance should not be placed on such
forward-looking statements, which are based on current expectations. Forward-looking statements are no guarantees of performance.
2
ITEM NO.
PAGE
PART I
1.
Business
3
1A.
Risk Factors
6
1B.
Unresolved Staff Comments
8
2.
Properties
8
3.
Legal Proceedings
9
4.
Mine Safety Disclosures
9
PART II
5.
Market for Registrant
’
s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
9
6.
Selected Consolidated Financial Data
12
7.
Management
’
s Discussion and Analysis of Financial Condition and Results of Operations
13
7A.
Quantitative and Qualitative Disclosures about Market Risk
21
8.
Financial Statements and Supplementary Data
21
9.
Changes in and Disagreements With Accountants on Accounting and Financial Disclosure
21
9A.
Controls and Procedures
21
9B.
Other Information
23
PART III
10.
Directors, Executive Officers and Corporate Governance
23
11.
Executive Compensation
23
12.
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
23
13.
Certain Relationships and Related Transactions, and Director Independence
23
14.
Principal Accounting Fees and Services
23
PART IV
15.
Exhibits, Financial Statement Schedules
24
SIGNATURES
25