First Data 2014 Annual Report Download - page 131
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Equity compensation plans approved by security holders
103,703,653
$ 3.40
4,688,234
Equity compensation plans not approved by security
holders
—
—
—
Total
103,703,653
$ 3.40
4,688,234
(1) On January 14, 2015, an additional 100 million shares were authorized.
All of our outstanding stock is held by First Data Holdings Inc. The following table sets forth, as of February 1, 2015, the beneficial ownership of common
stock, class B common stock, and preferred stock of First Data Holdings Inc. by each person known by us to beneficially own more than 5% of the equity
securities of First Data Corporation, each director, each Named Executive Officer and all directors and executive officers as a group. We believe that each
person has sole voting and investment power of the shares.
Common Stock
New Omaha Holdings L.P.(3)
1,266,800,220
98%
Frank Bisignano
12,078,571
*
Michael K. Neborak
500,000
*
Ray E. Winborne
1,364,850
*
Cynthia A. Armine-Klein
—
*
Sanjiv Das
—
*
Joseph J. Plumeri
3,011,905
*
Joe W. Forehand
3,299,999
*
Henry R. Kravis(3)(4)
—
*
Heidi G. Miller
—
*
James E. Nevels
—
*
Scott C. Nuttall(4)
—
*
Tagar C. Olson(4)
—
*
All directors and executive officers as a group (19 persons)
23,738,536
2%
Class B Common Stock
New Omaha Holdings L.P.(3)
315,055,000
36%
Preferred Stock
New Omaha Holdings L.P.(3)
300,000
100%
* Less than one percent
(1) The number of shares reported includes shares covered by options that are exercisable and restricted stock that is vested and delivered within 60 days of February 1, 2015 as
follows: Mr. Bisignano, 5,507,142; Mr. Forehand, 2,966,666; Mr. Plumeri 333,333; Mr. Winborne, 1,031,517; and all directors and executive officers as a group, 13,171,869.
(2) No shares are pledged as security.
(3) New Omaha Holdings L.P. is a limited partnership in which investment funds associated with Kohlberg Kravis Roberts & Co. L.P. and other co-investors own the limited partner
interests. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates
2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR 2006 Associates L.P. KKR Fund Holdings L.P. is the designated
member of KKR 2006 GP LLC. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is a general partner of KKR Fund
Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR Group Limited is the sole general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the
sole shareholder of KKR Group Limited. KKR Management LLC is the sole general partner of KKR & Co. L.P. Henry R. Kravis and George R. Roberts are the designated
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