Support.com 2006 Annual Report Download - page 80

ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED
STOCKHOLDER MATTERS.
The information required by Item 12 of Form 10−K with respect to Item 403 of Regulation S−K regarding security ownership of
certain beneficial owners and management is incorporated herein by reference from the information contained in the section entitled
“Security Ownership of Certain Beneficial Owners and Management” in the Proxy Statement.
Securities Authorized for Issuance Under Equity Compensation Plans
Equity Compensation Plan Information
As of December 31, 2006
Number of securities
to be issued upon
exercise of
outstanding options,
warrants, and rights
Weighted−
average
exercise
price of
outstanding
options,
warrants,
and rights
Number of securities
remaining available
for future issuance
under equity
compensation plans
(excluding securities
reflected in column (a))
Plan Category (a) (b) (c)
Equity Compensation Plans approved by security
holders(1) 13,580,874 $5.334 1,342,095(2)
Equity Compensation Plans not approved by security
holders(3) — — —
Total 13,580,874 $5.334 1,342,095(4)
(1) Includes 1998 Stock Option Plan and 2000 Omnibus Equity Incentive Plan. Stock options, restricted stock, restricted stock units
or stock appreciation rights may be awarded under the 2000 Omnibus Equity Incentive Plan and 1998 Stock Option Plan.
(2) The number of shares reserved for issuance under the 2000 Omnibus Equity Incentive Plan (the “2000 Incentive Plan”) is subject
to an annual increase as follows:
The aggregate number of options, SARs, stock units and restricted shares of common stock that may be awarded under the 2000
Incentive Plan shall automatically increase each year by a number equal to the lesser of (i) 2,000,000 shares of common stock,
(ii) 5% of the outstanding shares of common stock on December 31 of such year or (iii) a lesser amount determined by our board
of directors. The aggregate number of shares of common stock which may be issued under the 2000 Incentive Plan shall at all
times be subject to adjustment as a result of stock splits, dividends payable in shares, combinations or consolidations of
outstanding stock, recapitalizations, mergers or reorganizations. The number of shares of common stock which are subject to
options or other rights outstanding at any time under the 2000 Incentive Plan shall not exceed the number of shares which then
remain available for issuance under the 2000 Incentive Plan. During the term of the 2000 Incentive Plan, we shall at all times
reserve and keep available sufficient shares of common stock to satisfy the requirements of the 2000 Incentive Plan.
(3) None.
(4) The amount does not include 1,908,164 shares available for purchase pursuant to our 2000 Employee Stock Purchase Plan.
Shares of common stock will be purchased at a price equal to 85% of the fair market value per share of common stock on either
the first day preceding the six−month offering period or the last date of the offering period, whichever is less. The number of
shares reserved for issuance shall automatically increase each year by a number equal to the lesser of (i) 2,000,000 shares,
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Source: SUPPORTSOFT INC, 10−K, March 16, 2007